Expert Review

Brett Hoge: Is He Linked with Hidden Fees, Disclosures, Lawsuits? The Truth Exposed! (Update 2023)

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Who is Brett Hoge (CRD#: 3256688)?Everything you need to know about Brett Hoge and their accolades

With over 23 years of experience in the financial sector, Brett Hoge is an Investment Advisor Representative at Winston Salem, North Carolina-based Truist Advisory Services, Inc.

In addition to Scott & Stringfellow, Bb&T Securities, LLC, Truist Investment Services, Inc., and Truist Advisory Services, Inc., the adviser also has experience in these companies. Hoge is registered to assist investors in Texas and North Carolina and holds Series 63 and Series 65 licenses, certifying them as both securities agents and investment advisor representatives.

Brett is a financial advisor who works closely with corporate executive clients, business owners, and high-net-worth clients. He provides a distinctive mix of individualized wealth management and investment solutions, as well as straightforward guidance, to investors who value receiving high-quality service from a seasoned financial advisor.

Including equities, fixed income, funds, outside money managers, options, and alternative assets, he offers his clients a thorough understanding of a wide range of products. In 1999, Brett started his career in brokerage, and in 2008, he joined Truist Wealth.

Brett provides the following services:

  • Financial planning services
  • Portfolio management for individuals and/or small businesses
  • Portfolio management for businesses or institutional clients
  • Selection of other advisers
  • Publication of periodicals or newsletters

In this article, we will go deep into Brett Hoge’s past, discovering hidden disclosures and analyzing the consequences of the lawsuits.

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About Truist Wealth Management ServicesHistory, achievements, leadership, lawsuits, & disputes

Atlanta, Georgia serves as the corporate headquarters of Truist Advisory Services, Inc. The corporation employs 2,842 individuals in total and has offices in 3,373 different places. The 125,600 customer accounts it manages total $53 billion in assets under management, making it one of the largest financial advice organizations in the nation. The business helps 85 nonprofits with its services.

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Only 12% of the 125,600 accounts it has been connected to high-net-worth people who have assets worth more than $1 million. Truist Advisory Services, Inc. provides a wide range of services, including financial planning, portfolio management for individuals and small businesses, portfolio management for institutional clients, selection of other advisers, newsletter publication, and other services.

Role of Truist Wealth Management Services

For wealthy individuals, corporate leaders, business owners, and their families, The Hoge-Barrett Group offers integrated investment solutions and individualized asset management. With our client’s best interests and offering a superb experience as our top priorities, they deliver a disciplined strategy and new viewpoint designed to help them realize their goal of a secure financial future.

They have put together a renowned team of specialists dedicated to the financial success of our clients because we are aware that effective relationships involve a variety of responsibilities, talents, and knowledge. Each team member concentrates on a distinct component of the overall management process, which enables us to identify appropriate opportunities, modify investment strategies, and implement adjustments as necessary.

Financial Planning Process of Truist Wealth Management Services

Investment Planning

Insights into market strategy, advice on tactical and strategic asset allocation, an open-architecture investing platform, long-term investment strategies, alternative investments, debt and equity offers, and more.

Investment management

Investment management Market strategy insights, strategic and tactical asset allocation advice, open-architecture investing platform, long-term investment strategies, alternative investments, private equity and debt offers, and more.

Financial Planning

Business planning, asset accumulation techniques, tax and savings methods, executive remuneration, and retirement distributions are all examples of cash flow forecasting.

An organized procedure and a long-term perspective are necessary for productive investing. Their customer-focused solutions are the result of plans that take into account international trends, values, and calculated risks. Every strategy they develop has as its primary goal the pursuit of a healthy rate of return while minimizing reductions and losses in accordance with a client’s level of risk tolerance.

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They create an investment strategy to represent a proper mix of stocks, fixed income, and cash or cash equivalents after a thorough client consultation. All accounts are managed on an advising basis, principally through our discretionary Professional Management Program (PMP), which has quarterly fees depending on the total assets of the program account but no commission fees. Regular face-to-face meetings will be informed by quarterly performance reports.

Service Specialties of Truist Wealth Management

A full range of expert financial planning and investment advisory services are available for their clients, who are primarily wealthy individuals, corporate executives, business owners, and professionals (doctors, lawyers, etc.). These clients benefit from the experience of their staff and the resources of one of the biggest and most reputable financial institutions in the country.

What is SEC?

The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.

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Brett Hoge Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, litigation against Brett Hoge

The brokerCheck report of Brett Hoge includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosures events.

No disclosures have been mentioned about Brett Hoge.

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Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any conflicts in the past.

FINRA’s BrokerCheck

individual_3256688.pdf (finra.org)

SEC Litigations & Forms

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Source: Brett Hoge – SEC Site Search Search Results

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Brett Hoge Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Brett Hoge

Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis.law, and Law360. If Brett Hoge has been involved in any such lawsuits, then you can find the documents using the links down below:

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Brett Hoge Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Brett Hoge (if available)

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Brett Hoge using the websites down below:

You can contact the law firms mentioned above if facing issues with Brett Hoge or any financial advisor.

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Better Alternatives To Brett Hoge (By Experts):Find the top 3 alternatives to Brett Hoge

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
You can check out the top 10 financial advisors in the U.S. to learn more.
Screenshot 2023 05 23 at 11.26.30 PM

Manages Assets Worth

  • $714,587,898,072

Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors
  • Publication of periodicals
1625686851535

Manages Assets Worth

  • $173,418,270,044

Services

  • Financial planning
  • Portfolio management
  • Portfolio assessment
Screenshot 2023 05 23 at 11.45.48 PM

Manages Assets Worth

  • $46,803,858,104

Services

  • Portfolio management

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