Who is Brett White (CRD#:Â 2106281)?
Brett White is a Private Wealth Advisor at Ameriprise Financial. Brett White has already passed the Series 63 tests and is registered in Illinois to provide investment advice.
Brett White could offer assistance in other states where certification or notice filing is not required. Brett White earned a Bachelor of Science in Economics from Northern Illinois University.
Brett D White, an Ameriprise financial planner in Oakbrook Terrace, IL, will take the time to comprehend your situation and your objectives, as well as the shifting markets, and will help you securely focus on the future.
About Ameriprise Financial:
Ameriprise Financial, Inc. serves as a global financial services firm and bank holding company located in Minneapolis, Minnesota. The company offers investment management, asset management, coverage, pensions, and estate planning as financial planning services and products.
Ameriprise Financial Services, a subsidiary of RiverSource Life Insurance the organization, and Columbia Threadneedle Savings, a worldwide asset management brand and a distributor of securities to corporate and retail clients, are among the company’s primary subsidiaries.
Ameriprise was once a subsidiary of American Express, that finalized the company’s corporate extension in September 2005.
On the Fortune 500, the company is rated 245th. It is among the biggest financial institutions in the US. In terms of assets under management, it is also the ninth-largest independent broker-dealer.
Brief History- Ameriprise Financial Services
John Tappan created the company, initially referred to as Investors Syndicate, in Minneapolis in 1894. J. R. Ridgway, a West Coast businessman, combined his financial organization with the Investors Syndicate and took control as president in 1925.
Ameriprise Automotive & Home Insurance was sold to American Family Insurer for $1.05 billion in 2019.
Ameriprise announced the acquisition of Phoenix Wealth Management, a financial advisory firm based in Phoenix, in May 2022. Christine Gustafson, manager of Phoenix Wealth Management, and her associates joined the organization with over $450 million in client funds, including assets from people with disabilities, family offices, and charitable foundations.
Ameriprise Financial Services, Inc offers a variety of services to its clients, which are listed below:
Investment
Ameriprise financial advisors provide you with access to a wide range of savings opportunities and stockbroker account types, allowing you to create a portfolio tailored to your specific financial objectives.
Banking & Cash Management
Financial and cash services are critical to fulfilling your daily demands and being ready for life’s unforeseen events. The company’s financial planning finances, Ameriprise Financial Certificates, debit cards, financial trusts, loan solutions, and other products can help you meet your daily needs.
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.
Brett White Disclosures: BrokerCheck, FINRA, And SEC Reports
According to Brett White’s BrokerCheck report, pieces of information such as employment history, professional qualifications, disciplinary proceedings, criminal convictions, civil judgments, and arbitration awards, as well as disclosure events, are included. As a result, no disclosure information about Brett White is provided.
FINRA’s BrokerCheck
individual_2106281.pdf (finra.org)
SEC Litigations & Forms
Source: brett white – SEC Site Search Search Results
Brett White Lawsuits, Legal Battles, & Disputes
CourtListener, UniCourt, Law.com, Justia, Trellis Law, and Law360 preserve the vast majority of court cases filed in the United States of America. If Brett White had ever been involved in an issue, you can study the appropriate records by tapping on the links provided below.
There might be more pending lawsuits against Brett White that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Brett White on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis. law
Justia
Brett White Complaints, Class Action Lawsuits & Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Brett White using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if you are facing issues with Brett White or any financial advisor.
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