Who is Brian Bentley (CRD#: 4376841)?Everything you need to know about Brian Bentley and their accolades
Brian J. Bentley is the Executive Director, Wealth Management, Financial Advisor, and Senior Investment Management Consultant at Morgan Stanley Wealth Management.
In Billings, Montana, Brian Bentley works as a financial counselor. With Morgan Stanley Private Bank, National Association for the past eight years of his 13-year career, he has been in practice.
Brian, who was raised in Wyoming on a family ranch, earned both an MBA and a B.S. in finance from the University of Wyoming. Brian has over 21 years of professional experience and is a Certified Financial Planner®. His focus is on UHNW individuals, institutions, foundations, and endowments managing their money in a tax-efficient manner.
Tanya, Brian’s wife, and their two sons, Blake and Boden, reside in Billings. Together, they play active roles in a number of local nonprofit institutions that support learning, sports, and outdoor recreation.
Brian Bentley Specializes In the following services:
- Financial Planning
- Provides Educational Seminars
- Portfolio Management for Individuals or Small Businesses
- Portfolio Management for Business
- Pension Consulting Services
In this article, we will go deep into Brian Bentley’s past, discovering hidden disclosures and analyzing the consequences of the lawsuits
About FIRM:History, achievements, leadership, lawsuits, & disputes
About Morgan Stanley Wealth Management:
Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.
Early Beginnings: Smith Barney & Co.
Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.
Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:
Investment Management
Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.
Financial Planning
Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.
What is a Financial Advisor?
A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan that is specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.
Banking and Lending
Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.
Insurance and Annuities
To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.
Philanthropy and Social Impact Investing
Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society.
Brian Bentley Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, litigation against Brian Bentley
The brokerCheck report of Brian Bentley includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.
There is a disclosure about the broker that includes two customer disputes.
This type of disclosure event involves a consumer-initiated, investment-related complaint, arbitration proceeding, or civil suit containing allegations of sale practice violations against the broker that resulted in a monetary settlement to the customer.
In addition, the claimant alleges that between 2008 and 2009, the financial advisor made inappropriate investments in the claimant’s accounts.
FINRA’s BrokerCheck
individual_4376841.pdf (finra.org)
SEC Litigations & Forms
Source: Brian Bentley – SEC Site Search Search Results
Brian Bentley Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Brian Bentley
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis, law, and Law360. If Brian Bentley has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Brian Bentley which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Brian Bentley on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Brian Bentley Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Brian Bentley (if available)
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Brian Bentley using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Brian Bentley or any financial advisor.
Better Alternatives To Brian Bentley (By Experts):Find the top 3 alternatives to Brian Bentley
Manages Assets Worth
- $714,587,898,072
Services
- Financial planning
- Portfolio management
- Pension consulting
- Selection of other advisors
- Publication of periodicals
Manages Assets Worth
- $173,418,270,044
Services
- Financial planning
- Portfolio management
- Portfolio assessment
Manages Assets Worth
- $46,803,858,104
Services
- Portfolio management
