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Expert Review

Brian Cooke- Is He Engaged in Hidden Disclosures & Lawsuits? The Truth Revealed! (Update 2024)


Who is Brian Cooke (CRD#: 2240523)?

Brian Cooke is a Partner with Cooke Financial Group and a sought-after financial planning expert. Brian is known for giving customers personal attention and care, as well as his experience in the allocation of assets analysis, skilled money management advising, and client communications.

Brian Cooke graduated from Indiana University with a Bachelor of Science in Marketing and Finance.

Brian Cooke and Chris began working with Cooke Finance in 1992. Brian had previously sold sweets for Mars and Brach’s, while Chris had previously worked as a CPA at Ernst & Young and had a law education from Indiana University-Indianapolis.


About Cooke Financial Group:

John D. Cooke created the Cooke Financial Group in 1969. The Cooke Financial Company is an unbiased financial advisory business that helps families attain financial peace of mind through unbiased investment strategies.

Their wealth management staff has witnessed significant changes throughout the years as a result of various cycles of markets and economic upheavals. This experience enables them to offer smart, time-tested ideas that will help you flourish in today’s investment market.

Their wealth management team, based in Indianapolis, is frequently acknowledged as one of the greatest in the country for complete financial projections and wealth management.

Cooke Financial Company Wealth Advisors provide a unique blend of competent investment and financial management advice to people and their loved ones, as well as nonprofit organizations, businesses, pension schemes, and trusts.

Their wealth management staff has advanced credentials such as a Certified Public Account JD, CIMA, CFP, and MBA.

Brief History- Cooke Financial Group

Wealth management has long been a family affair over Brian and Chris Cooke. Cooke Financial Group, their eponymous wealth management firm, was created in 1969 as part of National Securities by their father, John Cooke, then 79 years old.

Brian and Chris began working with Cooke Finance in 1992. Brian had previously sold sweets for Mars and Brach’s, while Chris had previously worked as a CPA at Ernst & Young and had a law doctorate from Indiana University-Indianapolis.

In terms of markets, the Cookes maintain a bullish prognosis for 2020, predicting no impending slump but cautioning against anticipating the high double-digit returns that have previously been available.

Chris stated that they will seek to structure their portfolio on a fixed income or comparable alternatives to bonds and that they are also optimistic about master limited liability companies and emerging markets. Furthermore, Chris believes that hands-on leadership will make a comeback in 2020.

What is SEC?

The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.

22/12/2023 Update
As of now, Brian Cooke has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.

Brian Cooke Disclosures: BrokerCheck, FINRA, And SEC Reports

Anyone registered to offer investments or provide investment counsel must disclose customer complaints and conciliation, enforcement actions, job dismissals, bankruptcy filings, and either civil or criminal legal processes. As a result, based on BrokerCheck reports, no disclosure occurrences have occurred against Brian Cooke.

Financial Advisors often remove their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

FINRA’s BrokerCheck

individual_2240523.pdf (

SEC Litigations & Forms

B Cooke

Source: Brian Cooke – SEC Site Search Search Results


Brian Cooke Lawsuits, Legal Battles, & Disputes

The great majority of court cases filed in the United States of America are saved by CourtListener, UniCourt,, Justia, Trellis Law, and Law360. In case Brian Cooke is linked to a scenario, you can search it up utilizing the links submitted below.

There might be more pending lawsuits against Brian Cooke that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Brian Cooke on these websites, you can contact the local authorities and check if they have a physical copy of any cases.


Brian Cooke Complaints, Class Action Lawsuits & Legal Battles

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Brian Cooke using the websites down below:

You can contact the law firms mentioned above if facing issues with Brian Cooke or any financial advisor.


Frequently Asked QuestionsFind the answers to your most common questions related to Brian Cooke & Cooke Financial Group

Where is Brian Cooke located?


What are Brian Cooke’s qualifications

Bachelor of Science in Marketing and Finance

Is Brian Cooke facing any lawsuits?


Has Brian Cooke been charged by the SEC?


How do I contact Brian Cooke?

Does Brian Cooke have any disclosures?


Which Firm does Brian Cooke work with?

Cooke Financial Group

What is Brian Cooke’s CRD Number?

CRD#: 2240523

Better Alternatives To Brian Cooke (By Experts):Find the top 3 alternatives to Brian Cooke

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You can check out the top 10 financial advisors in the U.S. to learn more.

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