Expert Review

Chris Cooke- Is He Charged by FINRA or not? The Truth Exposed! (Latest Update 2023)


Who is Chris Cooke (CRD#: 2161718)?

Chris Cooke is a well-known wealth management expert who is also a CPA, a lawyer, and a CIMA. Cooke Financial Group’s Managing Partner is him. Chris provides excellent client service and is regarded as one of the greatest Wealth Managers in the country.

Chris Cooke is regarded as a financial visionary. Throughout his career, Chris has been recognized as a top financial planner by Forbes, Barron’s, the Economic Times, and Accredited Representative magazine.

Chris Cooke provides exceptional customer service to Cooke Financial Group clients. He is a well-known wealth management guru. Chris Cooke gave a presentation to Barron’s Top 100 Economic Advisors. In addition, he was quoted in the Wall Street Times and the Indiana Business News.

Chris Cooke graduated from the College of Notre Dame with a BBA. Chris Cooke is a top Wealth Advisor in the country. Forbes has named him the most prominent Wealth Advisor in Indiana.

Throughout his career, Chris has been acknowledged as a top Financial Advisor by Forbes magazine, the FT, and Registered Representative magazine.


About Cooke Financial Group:History, achievements, leadership, lawsuits, & disputes

Cooke Financial Services has developed over fifty years of operation to meet the requirements of the individuals who collaborate with us. Because our private clients demanded progressively broad and focused on objectives service, and financial institution customers demanded solid financial platforms and disciplined strategies, we adapted, expanded, and evolved into a versatile, award-winning team with a wide range of resources.

Cooke Financial Services, established by John Cooke in the year 1969, has experienced extraordinary developments, such as many cycles of markets and economic transformations, as well as key milestones in our family’s and our clients’ legacies.

The Cooke Financial Company uses time-tested financial techniques to protect and increase wealth for both individuals and companies.

Cooke Financial Group’s family services include:

  • Private wealth management is a procedure that evaluates all of your assets, from cash to real estate.
  • Accounting, estate planning, insurance, and other services can be coordinated using tax and family office resources.
  • Sophisticated wealth strategies that are in sync with your investing strategy and are actively managed by our hands-on customer service team.

What is SEC?

The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.

22/12/2023 Update
As of now, Chris Cooke has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.

Chris Cooke Disclosures: BrokerCheck, FINRA, And SEC Reports

Consumer complaints and negotiations, government investigations, job cessations, bankruptcy proceedings, and either civil or criminal court proceedings must all be declared by anyone certified to offer commodities or conduct financial advice. As an outcome, no disclosed events have occurred against Chris Cooke, according to the BrokerCheck report.

Financial Advisors often remove their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

FINRA’s BrokerCheck

individual_2161718.pdf (

SEC Litigations & Forms

Capture 1

Source: Chris Cooke – SEC Site Search Search Results


Chris Cooke Lawsuits, Legal Battles, & Disputes

CourtListener, UniCourt,, Justia, Trellis Law, and Law360 record the great majority of court cases filed in the United States of America. If Chris Cooke is involved in a scenario, you can look up the information through the links presented below.

There might be more pending lawsuits against Chris Cooke that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Chris Cooke on these websites, you can contact the local authorities and check if they have a physical copy of any cases.


Chris Cooke Complaints, Class Action Lawsuits & Legal Battles

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Chris Cooke using the websites down below:

You can contact the law firms mentioned above if facing issues with Chris Cooke or any financial advisor.


Frequently Asked QuestionsFind the answers to your most common questions related to Chris Cooke & Cooke Financial Group

Where is Chris Cooke located?


What are Chris Cooke’s qualifications

BBA from Notre Dame

Is Chris Cooke facing any lawsuits?


Has Chris Cooke been charged by the SEC?


How do I contact Chris Cooke?

Does Chris Cooke have any disclosures?


Which Firm does Chris Cookework with?

Cooke Financial Group

What is Chris Cooke’s CRD Number?

CRD#: 2161718

Better Alternatives To Chris Cooke (By Experts):Find the top 3 alternatives to Chris Cooke

These recommendations are based on the ratings of, the biggest financial advisor review platform on the internet.
Assets Managed
image 999
Summit Rock Advisors
#1 Rated Investment Advisor
Get in touch
Assets Managed
$19.9 Billion
0 Disciplinary Actions
1:2 advisor/client ratio
3 Conflict Laerts
Top Recommendation
image 1001
Fort Washington Investment Advisors
Best Customer Service In The Market
Get in touch
Assets Managed
$52.42 Billion
Good advisor/client ratio
Highest Rated On Independent Platforms
Get in touch
Assets Managed
$17.3 Billion
High overall rating
Several complaints on platforms
You can check out the top 10 financial advisors in the U.S. to learn more.

We will be happy to hear your thoughts

Leave a reply