Who is Chris Wilker (CRD#: 2515334)?Everything you need to know about Chris Wilker and their accolades
Over the course of his 24 years with Morgan Stanley, Chris Wilker has held the position of Director, Corporate Retirement. New York, New York, in the United States, is home to Morgan Stanley, a company in the finance sector.
Chris is a financial advisor based in Troy, Michigan. He has 30 years of expertise in the financial sector. Wilker is employed with Morgan Stanley at the moment. Roles at Citigroup Global Markets Inc., Morgan Stanley Smith Barney, Morgan Stanley Private Bank, and National Association have all been part of their professional histories. Wilker holds active Series 63 and Series 65 licenses, making them eligible to act in Texas and Michigan as both a securities agent and an investment advisor representative.
Morgan Stanley’s Chris offers the following services:
planning services for finances, individual or small business portfolio management, managing a portfolio for investment firms administration of portfolios for institutional or business clientele services for pension counseling, selection of additional advisors, educational workshops and seminars, and others.
Chris Wilker’s office is located at 101 West Big Beaver Road in Troy, Michigan 48084.
Chris Wilker started working as an intern while he was a student at the University of Dayton. Later, he was promoted to the position of Analyst in Smith Barney’s Consulting Group. He worked there for nine years before transferring to the position of Financial Advisor at Morgan Stanley, where he later founded Wilker Wealth Management.
Chris has gained expertise and knowledge in wealth management and investment planning through continuing study. He obtained the credentials of Certified Financial Planner (CFP), Certified Retirement Plan Specialist (CRPS), and Certified Investment Management Analyst (CIMA) from the Wharton School at the University of Pennsylvania.
Chris has won several honors. Due to his background and stellar asset growth, he received the post of managing director. In addition to receiving the designations of Corporate Retirement Director, Family Wealth Director, and Senior Portfolio Management Director, which are only held by less than 4% of Morgan Stanley advisers as of February 2021, he was selected Consulting Group Analyst of the Year.
In this article, we will go deep into Chris Wilker’s past, discovering hidden disclosures and analyzing the consequences of the lawsuits.
About FIRM:History, achievements, leadership, lawsuits, & disputes
About Morgan Stanley Wealth Management:
Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.
Early Beginnings: Smith Barney & Co.
Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.
Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:
Investment Management
Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.
Financial Planning
Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.
What is a Financial Advisor?
A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan that is specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.
Banking and Lending
Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.
Insurance and Annuities
To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.
Philanthropy and Social Impact Investing
Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society.
Chris Wilker Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, litigation against Chris Wilker
The brokerCheck report of Chris Wilker includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.
This kind of disclosure event entails a customer-initiated investment-related complaint, arbitration action, or civil suit comprising claims of sale practice breaches against the broker, which led to a monetary settlement to the client.
In this case, the broker has been reported along with the notification regarding a customer dispute.
In the allegation, the client alleged that the broker did not liquidate the managed account as instructed on – 11/04/08. The losses were unspecified.
FINRA’s BrokerCheck
individual_2515334.pdf (finra.org)
SEC Litigations & Forms
Source: Chris Wilker – SEC Site Search Search Results
Chris Wilker Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Chris Wilker
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis, law, and Law360. If Chris Wilker has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Chris Wilker which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Chris Wilker on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Chris Wilker Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Chris Wilker(if available)
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Chris Wilker using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Chris Wilker or any financial advisor.
Better Alternatives To Chris Wilker(By Experts):Find the top 3 alternatives to Chris Wilker
Manages Assets Worth
- $714,587,898,072
Services
- Financial planning
- Portfolio management
- Pension consulting
- Selection of other advisors
- Publication of periodicals
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- $173,418,270,044
Services
- Financial planning
- Portfolio management
- Portfolio assessment
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- Portfolio management
