Who is Daniel O’Connell (CRD#: 1283449)?Everything you need to know about Daniel O’Connell and their accolades
At Merrill in 1985, two years after starting at the company, Daniel O’Connell established The O’Connell Group. His work with clients to assist them in improving their financial situations continues to provide him great delight more than 30 years later. He enjoys the challenges involved in creating new portfolios or “fixing” old ones.
To meet the wealth management, charity, and legacy objectives of each client, Daniel O’Connell crafts unique, personalized bond and stock portfolios. His goal is to manage assets in a tax-efficient manner, with a priority on long-term, risk-adjusted investment performance.
His clientele includes families that have inherited riches as well as business owners and executives who have amassed significant wealth. He has developed long, intergenerational ties with his customers and their family throughout the years. Many of the clients who have been with me since the beginning still seek advice and insight from The O’Connell Group on financial matters. Many of their children and grandkids that he works with now. He does some of his most important work by assisting customers in passing down their wealth-related values to future generations.
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Individual Retirement Accounts (IRAs):
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How to achieve Financial Success with Merrill Lynch Wealth Management
Set clear financial goals:
Monitor your investments:
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Take advantage of tax-efficient strategies:
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.
Daniel O’Connell Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, and litigation against Daniel O’Connell
The disclosure of client grievances and arbitrations, regulatory actions, job terminations, bankruptcy filings, and criminal or civil legal procedures is a requirement for anyone registered to offer securities or give investment advice.
Below is a description of the sort of disclosure event involved:
- The customers were accused of unapproved trading, inappropriate investment advice, misrepresentation, and omission of material facts between July 2012 and July 2013.
SEC Litigations & Forms
Daniel O’Connell Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Daniel O’Connell
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, and Trellis. law, and Law360. If Daniel O’Connell has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Daniel O’Connell that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Daniel O’Connell on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
Daniel O’Connell Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Daniel O’Connell
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Daniel O’Connell using the websites down below:
Sonn Law Group
White Law Group
Israels & Neuman, PLC
You can contact the law firms mentioned above if facing issues with Daniel O’Connell or any financial advisor.
Better Alternatives To Daniel O’Connell (By Experts):Find the top 3 alternatives to Daniel O’Connell
1:2 advisor/client ratio
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