Who is David Kudla (CRD#: 4431292)?
A fee-only, independent Registered Investment Advisor, David Kudla is the founder, CEO, and Chief Investment Strategist of Mainstay Capital Management, LLC. Additionally, he holds the positions of president and executive editor at FIA Publishing, LLC, the company that produces the “401k Investor” line of investment consulting periodicals.
David provides retirement planning and investment advice to thousands of participants in workplace savings plans, speaks at national conferences, leads educational seminars, and writes articles on the subject. David is a contributing author for Forbes and Dow Jones MarketWatch. Bloomberg, CNBC, Fox Business, CNN, and other networks, as well as prestigious print media publications, have all sought for his advice on investing, the financial markets, and retirement planning.
About Mainstay Capital Management
To assist individuals who do not have the time or interest to give their retirement savings accounts and other assets the in-depth study and analysis they need, Mainstay Capital Management, LLC (MCM) was established.
To satisfy a client’s long-term objectives and risk tolerance, MCM uses the investment possibilities offered in his or her 401(k), 403(b), IRA, or other form of managed account to the fullest extent possible. In addition, Mainstay Capital Management’s team of Senior Wealth Advisors can provide advice and provide all-encompassing solutions for every financial element of your life.
Mainstay Capital Management is an independent, fee-only, Registered Investment Advisor. MCM is not affiliated with, nor does it accept commissions or other payments from, any broker, mutual fund company, bank, or insurance company.
We at Mainstay Capital Management are dedicated to providing first-rate, individualized service. Following a comprehensive investigation, Mainstay will oversee a portfolio that is tailored to your requirements. Our staff will manage your portfolio and take care of all day-to-day investing decisions, whether you have a lengthy time horizon and want to optimize returns or would want to create current income and reduce volatility.
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.
David Kudla Disclosures: BrokerCheck, FINRA, And SEC
BrokerCheck report of David Kudla includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.
BrokerCheck
Source: individual_4431292.pdf (sec.gov)
SEC Litigations & Forms
Source: David Kudla – SEC Site Search Search Results
David Kudla Lawsuits
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, and Trellis. law, and Law360. If David Kudla has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against David Kudla that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against David Kudla on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
David Kudla Complaints and Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against David Kudla using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
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