Finance
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Douglas William Stopkey has been disciplined by FINRA. Read the full report here on GripeO to learn more.

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Lewis N. Lester has been disciplined by FINRA. Read the full report here on GripeO to learn more.

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Norman Stanley Batansky has been disciplined by FINRA. Read the full report here on GripeO to learn more.

2

Cynthia Diane Cowden has been disciplined by FINRA. Read the full report here on GripeO to learn more.

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James Couture has been disciplined by FINRA. Read the full report here on GripeO to learn more.

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Mamoun Chater has been disciplined by FINRA. Read the full report here on GripeO to learn more.

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CapFi Financial Partners LLC has been disciplined by FINRA. Read the full report here on GripeO to learn more.

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Lonna R. Dehn Ristvedt has been disciplined by FINRA. Read the full report here on GripeO to learn more.

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John Henry Geary has been disciplined by FINRA. Read the full report here on GripeO to learn more.

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Travis R. Nelson has been disciplined by FINRA. Read the full report here on GripeO to learn more.

2

Troy R. Baily has been disciplined by FINRA. Read the full report here on GripeO to learn more.

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Christopher Fernan has been disciplined by FINRA. Read the full report here on GripeO to learn more.

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