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Henry Villeda: Exposed with the Allegations of SEC

December 19, 2023 1 0

Who is Henry Villeda (CRD#: 5413083)?

In Phoenix, Arizona, Henry Villeda works as a financial advisor with Merrill Lynch Pierce Fenner & Smith Corporation. He has been in the banking sector for fifteen years. The advisor has worked with Merrill Lynch, Pierce, Fenner & Smith Inc., and Bank of America throughout his career. Villeda is registered to offer financial advice in Texas and California after passing the Series 66 examination.

By any relevant state exclusion from registration filing, Henry Villeda may also offer consulting services in other states.

About Merrill Lynch Wealth Management:

Retail trading and managing assets are the areas of expertise of Merrill Lynch Wealth Administration, an international financial services business with U.S. headquarters. Merrill Lynch, a division of Pierce Fenner & Smith Corporation, run by Henry Villeda, provides services to large numbers of clients, including small- to medium-sized businesses, family foundations, and individual investors. Merrill Lynch Wealth Management has established a solid reputation and a successful track record, making it a top option for people looking for knowledgeable financial advice and direction.

Early Beginnings: Merrill Lynch, Pierce, Fenner & Smith Corporation

A division of Bank of America in the United States dedicated to wealth management and investment management, Merrill Lynch is officially named Merrill Lynch, Pierce, Fenner & Smith Corporation. Merrill Edge, a part of the company that offers investing and related services, is also operational. It offers call center consulting.

Merrill Lynch, Pierce, Fenner & Smith Corporation was publicly held and operated on the stock exchange in New York before 2009. On September 14, 2008, during the height of the 2007–2008 financial crisis and the same day that Lehman Brothers was permitted to fail, Merrill Lynch Pierce Fenner & Smith Co. decided to be acquired by Bank of America.

The company was established on the sixth of January 1914, while Charles E. Merrill established Charles E. Merrill & Co. in New York City at 7 Wall Street. After a few times, Merrill’s buddy Edmund C. Lynch joined him, and Merrill, Lynch Co. became the official name in 1915. Winthrop H. Smith rejoined the group in 1916.

A full range of financial services is provided by Merrill Lynch Wealth Management to meet the various demands of its clients. One or more of the services is:

Investment Management

A variety of investment alternatives are available from Merrill Lynch Wealth Management, including equities, mutual funds, bonds, exchange-traded funds (ETFs), and more. Their financial advisors work with customers to create customized investment plans that address their unique financial objectives and tolerance for risk levels.

Financial Planning

Retirement organizing, education strategy, estate planning, and other financial planning services are provided by Merrill Lynch Wealth Management. Their financial advisors collaborate with clients to comprehend their financial goals and create a detailed financial strategy to assist in achieving those aims.

What is a Financial Advisor?

A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan that is specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.

Banking and Lending

To assist clients in meeting their short-term financial demands and long-term financial objectives, Merrill Lynch Wealth Management provides banking and lending solutions such as managing bank user accounts, loans, equity loans for homes, and lines of credit.

Insurance and Annuities

Merrill Lynch Wealth Management provides coverage and annuity products, such as insurance for life, insurance for long-term care, and annuity plans, aimed at offering financial security and tranquility of mind, to assist customers in protecting their financial future.

Philanthropy and Social Impact Investing

For customers who want to match their investments with their principles and have a positive social impact, Merrill Lynch Wealth Management provides philanthropic guidance and social impact investment choices.

19/12/2023 Update
As of now, Henry Villeda has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.

Henry Villeda Disclosures: BrokerCheck, FINRA, And SEC

The brokerCheck report of Henry Villeda includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, arbitration awards, and disclosure events.

There is no disclosure against Henry Villeda.

Financial Advisors frequently use Disclosure Expungement to remove their client conflicts from FINRA’s Public database. To help FAs hide or get rid of client problems and keep a clean record, even law firms offer expungement services. Therefore, the absence of any possible declarations on BrokerCheck does not imply that the broker has never been involved in a dispute.

BrokerCheck

individual_5413083.pdf (finra.org)

Henry-VilledaDownload

SEC Litigations & Forms

henry

Source: Henry Villeda – SEC Site Search Search Results

Henry Villeda’s Lawsuits

Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, and Trellis. law and Law360. If Henry Villeda has been involved in any such lawsuits, then you can find the documents using the links down below:

There might be more pending lawsuits against Henry Villeda which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Henry Villeda on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.

Henry Villeda’s Complaints & Legal Battles

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Henry Villeda using the websites down below:

You can contact the law firms mentioned above if facing issues with Henry Villeda or any financial advisor.

Better Alternatives To Henry Villeda:

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
Screenshot 7

Manages Assets Worth

  • $6,427,792,177

Services

  • Financial planning
  • Portfolio management
  • Selection of other advisors (including private fund managers)
  • Family office and consulting services
Screenshot 8

Manages Assets Worth

  • $4,465,757,285

Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors (including private fund managers)
Screenshot 9

Manages Assets Worth

  • $302,000,000

Services

  • Financial planning
  • Portfolio management

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