Who is John Elwaw (CRD#: 2299668)?
John Elwaw, the Elwaw/Cavalieri Group’s founding partner, heads a team of seasoned experts who combine their talents to service a Pan-American clientele of wealthy families and individuals. John’s primary responsibility on the team is to assist customers in navigating global financial markets by building highly personalized investment plans based on their individual needs and objectives. John keeps a close eye on client portfolios and reports on results during quarterly review meetings and ongoing client conversations.
John Elwaw has spent his entire 30-year wealth management career at Morgan Stanley and its predecessor organizations as a Chartered Financial Analyst. He has been a Chairman’s Club member since 1999, and from 2015 to 2018, he sat on the Wealth Management Financial Advisor Council. From 2014 to 2019, John was named one of Barron’s America’s Top 1,200 Financial Advisors, and in 2019, he was named one of Forbes magazine’s Best State Advisors for Florida. He was also named to the Financial Times’ Top 400 Advisors list in 2017 and 2018.
John Elwaw holds a B.A. in finance from Northeastern University and a master’s degree in finance from Boston College Carroll School of Management. John Elwaw is fluent in English, Spanish, and Arabic. He is on the board of directors of the Sylvester Cancer Comprehensive Center, President of the Dolphin Cancer Challenge, and a St. Jude Children’s Hospital fundraiser. John and his wife, Debbie, live in Miami, Florida, with their three children.
About FIRM: Morgan Stanley
Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.
Early Beginnings: Smith Barney & Co.
Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.
Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:
Investment Management
Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.
Financial Planning
Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.
What is a Financial Advisor?
A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan that is specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.
Banking and Lending
Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.
Insurance and Annuities
To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.
Philanthropy and Social Impact Investing
Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society
Capabilities:
Wealth Planning
Professional Portfolio Management
Cash Management and Lending Products
Estate Planning Strategies
Sustainable Investing
Philanthropic Management
John Elwaw Disclosures: BrokerCheck, FINRA, And SEC Reports
There is one disclosure named Customer Dispute Disclosure.
When an Executive Officer or Chief, or their designate, determines that:
The complaint will be sent to a lawyer.
The company has been given an opportunity to reply to the complaint, a probable breach of the law has happened or there is a risk of public harm, and a substantiated consumer transaction has occurred,
A genuine financial transaction between an individual customer or patient and a firm or licensee to procure and sell goods or services is defined as a validated consumer transaction.
A Consumer Complaint History report shall not reveal complaint information if it is judged that:
The complaint lacks merit, the complaint involves a non-consumer matter (e.g., labor grievances, labor relations, tax issues, etc.), or disclosure is forbidden by statute or regulation.
A report on Consumer Complaint History shall not reveal information concerning a complaint if it is found that:
Disclosure could jeopardize an investigation or prosecution, or it could endanger or hurt the complainant.
FINRA’s BrokerCheck
individual_2299668.pdf (finra.org)
SEC Litigations & Forms
Source: John Elwaw – SEC Site Search Search Results
John Elwaw Lawsuits, Legal Battles, & Disputes
There might be more pending lawsuits against John Elwaw which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against John Elwaw on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
John Elwaw Complaints, Class Action Lawsuits & Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against John Elwaw using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with John Elwaw or any financial advisor.
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