Expert Review

John Schutz- Is He Hidden Fees, Disclosures, Lawsuits? The Truth Exposed! (Latest Update 2023)


Who is John Schutz (CRD#: 1565859)?

John Schutz is a certified financial planner with a total of four years of appropriate expertise based in Evansville, Indiana. Schutz works as a consultant at Robert W. Baird & Co. Llc. Throughout his career, the adviser has worked for Robert W. Baird & Co. Inc, J.J.B, W.L. Lyons, and others.

John Schutz boasts Class 63 and Series 65 authorizations, allowing them to act as both a commodities salesperson and a financial advisor member in Florida, Indiana, and Texas.

John Schutz works for Baird as a Managing Director, Finance & CWA advisor in Milwaukee. In 1982, John Schutz graduated from the College of Southern Indiana. He has now advanced his schooling, graduating from the Wharton College of Business Financial Industry Institute in 1999.

John Schutz is also an associate of the Baird Chairman’s Club, which acknowledges the top 5% of Baird advisors and was named a Top 10 financial planner internationally in the months of 2022 and 2023, out of around 1,300 advisors countrywide.


About Robert W. Baird & Co.:

Robert W. Baird & Company Limited is a wealth management company. People, organizations, estates, wealthy individuals, nonprofits, and investment firms can all benefit from the company’s portfolio administration, financial planning, and consulting services. Customers from all across the world are served by Robert W. Baird & Company.

Since its founding in 1919 in Milwaukee, Wisconsin, Robert W. Baird has been offering trusted investment guidance and services across shifting economic sectors and across generations.

Individuals, families, and public bodies throughout the United States, in addition to corporations and institutions worldwide, are served by the organization.

Following in the footsteps of other companies that have joined the NYSE, Baird’s formally changed its name to Robert W. Baird and Company. The organization’s founder retired from the business in 1960, at the age of 77, and died on March 12, 1969, at the number of 85.

Many services are supplied by the organization, i.e. Robert W. Baird a firm, including:

Mergers and Acquisitions (M&A)

A worldwide team of investment banking specialists in the Americas, Europe, and Asia collaborates closely with customers to assess critical strategic challenges. The global bankers have extensive experience assisting public and privately held companies, as well as private equity funds, on a broad spectrum of mergers and acquisitions transactions.

Capital Consulting

Baird Global Investment Banking’s Capital Advisory division is comprised of seasoned product experts who collaborate with Baird’s industry bankers to provide clients with creative capital solutions. The group gives objective and comprehensive counsel. We assess capital structures and alternatives and create custom security structures. 

What is SEC?

The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.

21/12/2023 Update
As of now, John Schutz has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.

John Schutz Disclosures: BrokerCheck, FINRA, And SEC Reports

Anyone registered who wants to sell securities or serve as financial advice must disclose customer complaints and conciliation, inspections, job dismissal, bankruptcy filings, and civil as well as criminal legal processes. As a result, according to BrokerCheck reports, no disclosure events have occurred against John Schutz.

Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

FINRA’s BrokerCheck

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SEC Litigations & Forms


Source: John Schutz – SEC Site Search Search Results


John Schutz Lawsuits, Legal Battles, & Disputes

CourtListener,, UniCourt, Justia, Trellis Law, & Law360 archive a significant number of court cases filed in the United States of America. If John Schutz has emerged as linked to a circumstance, you can dig up information about it through the websites mentioned below.

There might be more pending lawsuits against John Schutz which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against John Schutz on these websites, you can contact the local authorities and check if they have a physical copy of any cases.


John Schutz Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against NAME (if available)

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against John Schutz using the websites down below:

You can contact the law firms mentioned above if facing issues with John Schutz or any financial advisor.


Frequently Asked QuestionsFind the answers to your most common questions related to John Schutz & Robert W. Baird & Co.

Where is John Schutz located?


What are John Schutz’s qualifications

Bachelor of Science

Is John Schutz facing any lawsuits?


Has John Schutz been charged by the SEC?


How do I contact John Schutz?

Does John Schutz have any disclosures?


Which Firm does John Schutz work with?

Robert W. Baird & Co.

What is John Schutz’s CRD Number?

CRD#: 1565859

Better Alternatives To John Schutz (By Experts):Find the top 3 alternatives to John Schutz

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