Expert Review

Kevin VanDyke: Charged by SEC? (Latest Update 2023)

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Who is Kevin VanDyke (CRD#:  2776051)?Everything you need to know about Kevin VanDyke and their accolades

Kevin VanDyke is a local of Metro Detroit. He has a thorough grasp of the sectors of the economy that are important to Southeast Michigan. For thousands of Chrysler, General Motors, and Ford employees and retirees, he has conducted several instructive programs throughout the years.

The team-oriented financial planning and wealth management method used by SageView Advisory respect the highest standards and ethics while creating an investment strategy that is specifically customized to each client’s objectives. They take pleasure in not just giving our customers excellent financial planning guidance, but also in teaching them along the way about the process of financial planning and investing.

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About FIRM:History, achievements, leadership, lawsuits, & disputes

SageView Advisory Group, LLC is an independent Registered Investment Advisor, with more than 270 staff members spread throughout more than 30 locations nationally. The company offers clients in the United States objective retirement plans and asset management consulting services. Since 1989, we have assessed and counseled many organizations and people.

With more than 4,000 families and $151 billion in client assets, SageView provides advice on more than 1,900 defined contributions, defined benefits, and deferred compensation plans. Each of our advisers has a wealth of knowledge in the financial sector and has worked with some of the biggest plans in the country.

What is SEC?

The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.

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Kevin VanDyke Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, and litigation against Kevin VanDyke

Any person who is registered to offer securities or give investment advice must report any regulatory actions, job terminations, bankruptcy filings, criminal or civil legal procedures, as well as consumer complaints and arbitrations.

The type of disclosure event involved is given below:

Consumer-initiated, investment-related arbitration or civil suit containing allegations of sales practice violations against the individual broker that was dismissed, withdrawn, or denied

Therefore, we can say that the claimant asserts that the financial advisor suggested improper investments.

Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.
6/12/2023 Update
As of now, Kevin VanDyke has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.

FINRA’s BrokerCheck

individual_2776051.pdf (finra.org)

SEC Litigations & Forms

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Source: Kevin VanDyke – SEC Site Search Search Results

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Kevin VanDyke Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Kevin VanDyke

Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, and Trellis. law, and Law360. If Kevin VanDyke l has been involved in any such lawsuits, then you can find the documents using the links down below:

There might be more pending lawsuits against Kevin VanDyke which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Theresa Gorin on these websites, you can contact the local authorities and check if they have a physical copy of any cases.

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Kevin VanDyke Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Kevin VanDyke

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Kevin VanDyke using the websites down below:

You can contact the law firms mentioned above if facing issues with Kevin VanDyke or any financial advisor.

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Better Alternatives To Kevin VanDyke (By Experts):Find the top 3 alternatives to Kevin VanDyke

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
Assets Managed
Pros
Cons
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Summit Rock Advisors
#1 Rated Investment Advisor
Get in touch
Assets Managed
$19.9 Billion
Pros
0 Disciplinary Actions
1:2 advisor/client ratio
Cons
3 Conflict Laerts
Top Recommendation
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Fort Washington Investment Advisors
Best Customer Service In The Market
Get in touch
Assets Managed
$52.42 Billion
Pros
Good advisor/client ratio
Reputed
Cons
None
1625686851535
Fisher
Investments
Highest Rated On Independent Platforms
Get in touch
Assets Managed
$17.3 Billion
Pros
Fee-only
High overall rating
Cons
Several complaints on platforms
You can check out the top 10 financial advisors in the U.S. to learn more.

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