Who is Mark Schulten (CRD#: 1879841)?
Mark Schulten is a Managing Partner at TSG Wealth Management and has been assisting high net-worth investors in achieving their financial objectives since 1984. Mark received his CERTIFIED FINANCIAL PLANNER™ (CFP®) credential in 1990 after graduating from UCLA with a degree in economics.
Mark Schulten co-founded The Schulten Group with his father, Warren Schulten, in 1992. In 2019, he and his team rebranded and extended their business to become TSG Wealth Management. He also serves as a trustee for the Earl B. and Loraine H. Miller Foundation, which has given more than $50 million to organizations that promote the health and well-being of children in need.
This article will go further into Mark Schulten’s past, uncovering hidden disclosures and SEC litigations, as well as analyzing the implications for law.
About TSG Wealth Management
TSG Wealth Management is an institution of finance that provides investment planning, business consulting, estate and insurance planning, and other services. TSG Wealth Management’s team’s mission is to prioritize the interests of their clients, and their business advising division covers areas that are frequently overstressed in the firm. TSG has you covered by concentrating on three critical verticals that frequently do not receive the attention to detail required in the day-to-day work environment.
Its advisors claim that they frequently collaborate with their client’s existing advisors to provide total integration and smooth management of their financial picture. They also have ties with a wide range of Certified Public Accountants (CPAs), Attorneys, and Pension Plan Administrators (TPAs) that they can call on as needed.
TSG Wealth Management Services
TSG Wealth Management provides a range of wealth management services to fit clients’ goals and needs. Their founding principle was, and continues to be, to put client interests above all, to consistently exceed expectations. The following are some of the TSG services:
- Investment / Retirement Planning
- Business Advisory
- Insurance and Annuity
- Family Matters
- Estate Planning Strategies
- Access to Lending Services
- Sports and Entertainment Services
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.
Mark Schulten Disclosures: BrokerCheck, FINRA, And SEC
BrokerCheck report of Mark Schulten includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.
BrokerCheck
Source: https://brokercheck.finra.org/individual/summary/1879841
SEC Litigations & Forms
Source: https://secsearch.sec.gov/search?affiliate=secsearch&sort_by=&query=%27Mark+Schulten%27
Mark Schulten Lawsuits
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis.law, and Law360. If Mark Schulten has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Mark Schulten that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Mark Schulten on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Mark Schulten Complaints and Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Mark Schulten using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Mark Schulten or any financial advisor.
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