Expert Review

Matthew Sheehan: Exposed to FINRA Charges or not? (Latest Update 2023)

Who is Matthew Sheehan (CRD#: 3250885)?

Matthew Sheehan is a Managing Director of private Wealth Management and a Private Wealth Advisor for Morgan Stanley. Matthew Sheehan, who is based in Menlo Park, the epicenter of the new economy, serves an exceptional set of hardworking, high-achieving individuals. Matthew Sheehan’s clients are all generating wonderful chances for themselves and their families, and some have achieved significant financial success. They have reached a stage in their lives where they require assistance in making educated decisions regarding difficult financial concerns and putting those decisions into action.
By combining Matthew Sheehan’s experience with Morgan Stanley’s worldwide capabilities, he can provide you and your family with the insight, information, and resources you need to handle your difficulties and work toward your goals.

About Morgan Stanley Wealth Management:

Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.

Early Beginnings: Smith Barney & Co.

Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.

Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:

Investment Management

Morgan Stanley Wealth Management provides many investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.

Financial Planning

Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.

Banking and Lending

Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.

Insurance and Annuities

To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.

Philanthropy and Social Impact Investing

Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and positively impact society.

12/12/2023 Update
As of now, Matthew Sheehan has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.

Matthew Sheehan Disclosures: BrokerCheck, FINRA, And SEC

The brokerCheck report of Matthew Sheean includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, arbitration awards, and disclosure events.

There is a one-customer dispute against Matthew Sheean. You may go through his report in the details provided by me.

Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

BrokerCheck

Source: individual_3250885.pdf (finra.org)

SEC Litigations & Forms

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Source: matthew sheehan – SEC Site Search Search Results

Matthew Sheehan Lawsuits

Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, and Trellis. law and Law360. If Matthew Sheehan has been involved in any such lawsuits, then you can find the documents using the links down below:

There might be more pending lawsuits against Matthew Sheehan which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Matthew Sheehan on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.

Matthew Sheehan Complaints & Legal Battles

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Matthew Sheehan using the websites down below:

Better Alternatives To Matthew Sheehan:

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
Screenshot 7

Manages Assets Worth

  • $6,427,792,177

Services

  • Financial planning
  • Portfolio management
  • Selection of other advisors (including private fund managers)
  • Family office and consulting services
Screenshot 8

Manages Assets Worth

  • $4,465,757,285

Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors (including private fund managers)
Screenshot 9

Manages Assets Worth

  • $302,000,000

Services

  • Financial planning
  • Portfolio management

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