Who is Michael Rosloniec (CRD#: 4269725)?Everything you need to know about Michael Rosloniec and their accolades
Michael Rosloniec works as an Institutional Consulting Director and Family Wealth Director for Graystone Consulting, where he focuses on assisting high net-worth individuals as well as foundations and endowments.
Michael focuses on setting and implementing investment objectives, designing strategic/tactical asset allocation plans, assessing expenditure needs, constructing appropriate tax methods, and creating estate planning strategies in order to provide these customers with cutting-edge solutions.
With 13 years of experience, Grand Rapids, Michigan-based financial advisor Michael Rosloniec is a qualified professional. Currently, Morgan Stanley is Rosloniec’s employer. Rosloniec has held positions at Morgan Stanley and Morgan Stanley Private Bank, N.A. during the course of their career.
As a securities agent and a representative of an investment advisor, Rosloniec is authorized to conduct business in Texas, Michigan, and Ohio under the terms of their Series 63 and Series 65 licenses.
In each of the previous five years (2015–2019), the Graystone Columbus / Grand Rapids group has been named one of Barron’s Top Institutional Consulting Teams, and Michael is a member of the leadership team for that group. Additionally, in 2018 and 2019, he received recognition as one of the Financial Times’ 400 Top Financial Advisors and one of Barron’s Top 1,200 Financial Advisors.
Michael has worked for the company for more than 16 years and has been in the investing business for more than 20 years. He worked as a commercial lender in Grand Rapids, Michigan, prior to joining Graystone, specializing in middle-market clients across a range of various industries.
Michael serves as Vice Chair and Trustee for the Grand Rapids Community Foundation in addition to his duties at Graystone, and there he is an ardent supporter of the Community Foundation’s Challenge Scholars program.
He is on the National Student Support Committee for the Victors for Michigan campaign and has been on the U of M Club of Grand Rapids scholarship committee for more than 15 years. Michael received the David B. Hensch JA Volunteer of the Year award from Junior Achievement in 2016 and has been teaching Junior Achievement classes for about 20 years.
2015-2019 Previously known as Barron’s Top 50 Institutional Consulting Teams, Barron’s Top 50 Institutional Consultants, and Barron’s Top 30 Institutional Consultants, the Barron’s Top 100 Institutional Consulting Teams (BT100ICT)) Barrons.com (recognized from April 2015 until 2019). Data compiled by Barron’s using a 12-month period ending in December of the year before the award was issued.
In this article, we will go deep into Michael Rosloniec’s past, discovering hidden disclosures and analyzing the consequences of the lawsuits.
About FIRM:History, achievements, leadership, lawsuits, & disputes
About Morgan Stanley Wealth Management:
Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.
Early Beginnings: Smith Barney & Co.
Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.
Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:
Investment Management
Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.
Financial Planning
Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.
What is a Financial Advisor?
A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan that is specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.
Banking and Lending
Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.
Insurance and Annuities
To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.
Philanthropy and Social Impact Investing
Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society.
Graystone Consulting, a Business of Morgan Stanley
Barron’s 2021 list of America’s Top 100 Institutional Consulting Teams included Graystone Consulting Raleigh, Wichita, Dallas, and Kansas City in its top five, according to the Morgan Stanley subsidiary Graystone Consulting. Josh Uthe, Andy McKay, Lee Morris, and Patrick Hartley serve as the team captains for the local Graystone Consulting office.
The top 100 institutional consulting teams that offer investment portfolio advice to retirement plans, foundations, endowments, businesses, and other institutions are listed on the list, which was first published in 2015. The rating is based on a number of variables, including institutional assets, revenues, team size, and the total number of clients handled.
Institutional clients served by Graystone Consulting, a division of Morgan Stanley Smith Barney LLC, include businesses, endowments and foundations, not-for-profits, healthcare providers, insurance companies, state and local governments, Taft-Hartley funds, and family offices. Institutional Consulting Directors, seasoned investment experts supported by a committed consulting team and the extensive resources of Morgan Stanley, provide customized investment advice.
Visit https://graystone.morganstanley.com/graystone-consulting-raleigh-wichita-dallas for more details, or send Mary Ann Akin an email at ma*********@ms*********.com to reach the team.
Michael Rosloniec Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, litigation against Michael Rosloniec
The brokerCheck report of Michael Rosloniec includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.
In this case, the broker has been reported along with the notification regarding a customer dispute.
The client in this instance claimed that they had ignored instructions regarding the allocation of their portfolio from 12/2007 to 07/2008. Losses were not described here.
FINRA’s BrokerCheck
individual_4269725.pdf (finra.org)
SEC Litigations & Forms
Source: Michael Rosloniec – SEC Site Search Search Results
Michael Rosloniec Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Michael Rosloniec
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis, law, and Law360. If Michael Rosloniec has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Michael Rosloniec which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Michael Rosloniec on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Michael Rosloniec Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Michael Rosloniec (if available)
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Michael Rosloniec using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Michael Rosloniec or any financial advisor.
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