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Expert Review

Michael Slaggie: Does he Have Hidden Fees, Disclosures, Lawsuits? Let’s Explore (Update 2024)


Who is Michael Slaggie (CRD#: 4194327)?Everything you need to know about Michael Slaggie and their accolades

Slaggie Capital Group was created in 2010 by Michael Slaggie, who has more than 20 years of experience working in the financial services sector, 13 of which were spent with Raymond James.

Mike works in the Midwest and offers his services to a few chosen families as well as business clients including foundations, endowments, and trusts. The Raymond James Institutional Investment process, which offers a precisely defined and disciplined approach to financial planning, is one of his areas of expertise. This covers the creation and revision of investment policies, the creation of optimum investment accounts, the recruitment of competent money managers, and account administration.

Michael handles his job by forming a relationship with customers that focuses on their present needs as well as their future goals and aspirations. Each account advice is tailored to the client’s circumstances and, with the aid of our Goal Planning and Monitoring software, offers current success expectations that take into account changes in the client’s life and the market.

Michael earned a BA in Political Science from St. Mary’s University in Minnesota in 1993. He worked as a Senior Investment Consultant at Robert Baird & Co. from 2000 until 2010 before joining Raymond James.

Michael attends several educational conferences to stay current with the rapidly evolving world of finance, including the annual National Conference for Professional Development held by Raymond James, the Top Producer Symposium for Asset Management Services, which is by invitation only, and several educational opportunities offered by the Institute of Investment Management Consulting.

The Financial Times’ Top 400 Financial Advisors “FT 400” in 2018 and 2020, Forbes’ List of “Best-In-State Wealth Advisors” from 2018 to 2023, and Barron’s “Top 1,200 Financial Advisors” from 2018 to 2023 are just a few of the publications that have listed Michael as one of their top advisors. Michael has been appointed internally to the Chairman’s Council starting in 2020 and the top-tier Leaders Council for the years 2018 through 2019.

In this article, we will go deep into Michael Slaggie’s past, discovering hidden disclosures and analyzing the consequences of the lawsuits.


About Slaggie Capital GroupHistory, achievements, leadership, lawsuits, & disputes

Every client they work with, from individuals to families to elite institutions, has specific demands, and Slaggie Capital Group believes that financial advisory services should be tailored to meet those needs. With each investment strategy they present, they provide a high grade of service thanks to our individualized approach and powerful skills, which allow us to design personalized investment strategies. Whether managing your fortune or taking your company to the next level, their team keeps its attention on the strategic opportunities and thinking that will support your pursuit of success.

Strategies of Slaggie Capital Group

They create individualized investment strategies by looking for opportunities from a global perspective and taking macro and microeconomic factors into consideration to create long-term sustainable plans. Every tactic they use aims to manage accounts with the right amount of risk while advancing your financial objectives.

They pledge to do in-depth research and a rigorous screening procedure, and they work to ensure that the investments and managers we recommend have attributes that will improve your investment portfolio. To make sure their strategy matches their own, they call and visit their circle of professional contacts frequently.

The partnership should continue and get stronger over time. Using the original strategy as a benchmark, they actively maintain and review advisory accounts to make sure they continue to be compatible with your aims. They dedicate all of our collective skills to your achievement, working together to achieve your perfect financial future.

What is SEC?

The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate fairly and orderly, and facilitate capital formation.

20/12/2023 Update
As of now, Michael Slaggie has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.

Michael Slaggie Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, litigation against Michael Slaggie

The brokerCheck report of Michael Slaggie includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.

No disclosure has been mentioned against Michael Slaggie.

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Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any conflicts in the past.

FINRA’s BrokerCheck

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SEC Litigations & Forms

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Source: Michael Slaggie – SEC Site Search Search Results


Michael Slaggie Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Michael Slaggie

Most court cases filed in the United States of America are archived on CourtListener, UniCourt,, Justia,, and Law360. If Michael Slaggie has been involved in any such lawsuits, then you can find the documents using the links down below:

There might be more pending lawsuits against Michael Slaggie which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Michael Slaggie on these websites, you can contact the local authorities and check if they have a physical copy of any cases.


Michael Slaggie Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Michael Slaggie (if available)

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Michael Slaggie using the websites down below:

You can contact the law firms mentioned above if facing issues with Michael Slaggie or any financial advisor.


Better Alternatives To Michael Slaggie (By Experts):Find the top 3 alternatives to Michael Slaggie

These recommendations are based on the ratings of, the biggest financial advisor review platform on the internet.
You can check out the top 10 financial advisors in the U.S. to learn more.
Screenshot 2023 05 23 at 11.26.30 PM

Manages Assets Worth

  • $714,587,898,072


  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors
  • Publication of periodicals

Manages Assets Worth

  • $173,418,270,044


  • Financial planning
  • Portfolio management
  • Portfolio assessment
Screenshot 2023 05 23 at 11.45.48 PM

Manages Assets Worth

  • $46,803,858,104


  • Portfolio management

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