Who is Mike Absher (CRD#: 2756872)?Everything you need to know about Mike Absher and their accolades
The founder and investment advisor representative of Absher Wealth Management, Mike Absher, Jr., has the titles of CIMA® and CPWA®.
Absher Wealth Management was founded by him, and he serves as its chief investment officer. Mike is a seasoned expert with more than 25 years of experience who is a Certified Investment Management Analyst® and Certified Private Wealth Advisor®. For all discretionary portfolios at Absher, he is in charge of their management.
Mike, a self-described economics nerd, emulates Warren Buffett’s business strategy. In terms of financial investments, he has a passion for numbers. When you ask him to tell you something about himself, he’ll probably talk about the stocks he likes, how he helps clients, and then how much he loves his family (his wife believes that the family should come first).
The financial planning industry has recognized Mike nationally for his dedication to his clients, and he has received:
- 2023 Forbes’ List of Best-In-State Wealth Advisors
- 2023 Barron’s Annual List of “The Top Financial Advisors”
- 2022 Forbes List of Best-In-State Wealth Advisors
- 2022 Barron’s annual list of “The Top Financial Advisors”
- 2021 Forbes List of Best-In-State Wealth Advisors
- 2020 Barron’s annual list of “The Top Financial Advisors”
- 2020 Forbes’ List of Best-In-State Wealth Advisors
- 2019 Barron’s annual list of “The Top Financial Advisors”
Mike has a range of qualifications and experience. Economics Bachelor of Science from North Carolina State University Investments & Wealth Institute’s Certified Investment Management Analyst® certification, obtained in 2007, and the Wharton School of Business at the University of Pennsylvania’s executive education program. A.G. Edwards & Sons, Wachovia Securities, and Wells Fargo Advisors – from March 1996 through November 2019-2021, Investments & Wealth Institute and Yale University, Certified Private Wealth Advisor®.
In this article, we will go deep into Mike Absher’s past, discovering hidden disclosures and analyzing the consequences of the lawsuits.
About Absher Wealth ManagementHistory, achievements, leadership, lawsuits, & disputes
Rather than being motivated by commissions, Absher Wealth Management’s culture is focused on impartiality and results for you. They decided to turn into a fee-only registered investment advisor (RIA), which gave us the right to serve as their fiduciaries. It entails that you will feel more at ease knowing that we are implementing your plan for your benefit.
The Team at Absher Wealth Management works carefully to produce the most prudent guidance because they care genuinely about your financial success. To produce the finest results for their clients, they make investments in advanced and ongoing education for their team members.
History of Absher Wealth Management
The firm was founded by Mike Absher who has been in the securities and wealth management industry since 1996. Before founding Absher Wealth Management in 2019, Mike spent his entire career at A.G. Edwards and the subsequent firms that acquired it.
Investment Strategies of Absher Wealth Management
They support investing in shares of reputable companies. They do not participate in the market or trade a lot of stocks. Technical market analysis and charting are not used by them, and neither are attempts to predict market swings or engage in derivatives speculation. In contrast to short-term volatility, Absher Wealth Management favors long-term investing that is centered on inflation-adjusted returns.
Fee guidelines of Absher Wealth Management
Asset management, financial planning, and investor education are all services offered by Absher Wealth Management, a fee-only registered investment advisor.
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.
Mike Absher Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, litigation against Mike Absher
The brokerCheck report of Mike Absher includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.
In this case, the broker has been reported along with the notification regarding two customer disputes.
This type of disclosure event involves a consumer-initiated, investment-related complaint, arbitration proceeding, or civil suit containing allegations of sale practice violations against the broker that resulted in a monetary settlement to the customer.
In the first case, which was presented on June 17, 2002, the client alleged deception. Unspecified losses over $5,000 were allegedly sustained.
A second lawsuit was brought on November 18, 2008, charging improper investments and incomplete fee disclosure. Over $5,000 in unspecified allegations. (JULY, 2007) Claims: North Carolina residents assert that in July 2007 and again in January 2008, they received improper investing advice to help them purchase a Lincoln Financial Choice Plus Variable Annuity. Claimants alleged losses of $270,000.
FINRA’s BrokerCheck
individual_2756872.pdf (finra.org)
SEC Litigations & Forms
Source: Mike Absher – SEC Site Search Search Results
Mike Absher Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Mike Absher
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis.law, and Law360. If Mike Absher has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Mike Absher which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Mike Absher on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Mike Absher Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Mike Absher (if available)
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Mike Absher using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Mike Absher or any financial advisor.
Better Alternatives To Mike Absher (By Experts):Find the top 3 alternatives to Mike Absher
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- $714,587,898,072
Services
- Financial planning
- Portfolio management
- Pension consulting
- Selection of other advisors
- Publication of periodicals
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