Expert Review

Nayan Ranchhod – Exposed with the Allegations of SEC (New Update 2023)


Who is Nayan Ranchhod (CRD#: 1234567890)?

Nayan Ranchhod is a Financial Advisor at Ameriprise Financial Inc. based in Scottsdale. He has a lot of expertise working with wealthy clients to protect and increase their money.

He has the skills and resources to offer specialized advice and assistance with estate, retirement, and tax preparation.

Ameriprise Private Wealth Advisor Nayan Ranchhod has a lot of experience helping rich customers safeguard and grow their wealth. He is qualified and equipped to provide professional guidance and help with tax, retirement, and estate planning.

Nayan Ranchhod also noted that spending some time getting to know you, your objectives, and the shifting markets will enable you to securely concentrate on the future.

A thoroughly planned strategy is the best course of action when the path appears to be lengthy and uncertain.


About Ameriprise Financial Services:

Ameriprise Financial Services, Inc. is a bank holding company and diversified financial services firm with its corporate headquarters in Minneapolis, Minnesota. It offers services and goods for financial planning, such as money management, managing assets, coverage, pensions, and estate planning.

More than 80% of Ameriprise Financial Inc.’s revenue as of April 2022 was derived from wealth management.

Before September 2005, Ameriprise was a subsidiary of American Express, having finalized its corporate sequel of the business.

Early Beginning: Ameriprise Financial Services, LLC

John Tappan established the Investors Syndicate, today known as Ameriprise Financial Inc., in Minneapolis in 1894. Entrepreneur J. R. Ridgway of the West Coast united his investment company with the Investors Syndicate in 1925, and he was elected president.

Ameriprise Financial Auto & Residence Insurance was sold by the business to American Family Healthcare in 2019 for $1.05 billion.

Phoenix Wealth Management, a financial advisory firm based in Phoenix, joined Ameriprise Financial, according to an announcement made by the company in May 2022. A full range of services has been provided by the company to their clients, which are as follows:

Banking and Cash management

Ameriprise Financial provides banking and cash management services, such as loans, maintaining bank users’ accounts, credit card documents, etc., to meet the client’s financial demands.


Ameriprise Financial Corporation gives you access to a range of investment options and broker account types, making it simple to create a portfolio that can assist anyone in reaching their financial objectives.

Annuities & Insurance

Ameriprise provides assistance by offering a variety of insurance packages and benefits for retirement, including annuities for retirement income, long-term care insurance, and auto, home, and disability income.

28/11/2023 Update
As of now, Nayan Ranchhod has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.

Nayan Ranchhod Disclosures: BrokerCheck, FINRA, And SEC Reports

The brokerCheck report of Nayan Ranchhod includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, arbitration awards, and disclosure events.

There is no disclosure against Nayan Ranchhod.

Financial Advisors often remove their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

FINRA’s BrokerCheck


SEC Litigations & Forms

Nayan Ranchhod

Source: Nayan Ranchhod – SEC Site Search Search Results


Nayan Ranchhod Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Nayan Ranchhod

There might be more pending lawsuits against Nayan Ranchhod which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Nayan Ranchhod on these websites, you can contact the local authorities and check if they have a physical copy of any cases.


Nayan Ranchhod Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Nayan Ranchhod (if available)

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Nayan Ranchhod using the websites down below:

You can contact the law firms mentioned above if facing issues with Nayan Ranchhod or any financial advisor.


Frequently Asked QuestionsFind the answers to your most common questions related to Nayan Ranchhod & Ameriprise Financial

Where is Nayan Ranchhod located?


What are Nayan Ranchhod’s qualifications

BA, Political Science, Economics, Statistics

Is Nayan Ranchhod facing any lawsuits?


Has Nayan Ranchhod been charged by the SEC?


How do I contact Nayan Ranchhod?

Does Nayan Ranchhod have any disclosures?


Which Firm does Nayan Ranchhod work with?

Ameriprise Financial Services, LLC

What is Nayan Ranchhod’s CRD Number?

CRD#: 5168570

Better Alternatives To Nayan Ranchhod (By Experts):Find the top 3 alternatives to Nayan Ranchhod

These recommendations are based on the ratings of, the biggest financial advisor review platform on the internet.
Assets Managed
image 999
Summit Rock Advisors
#1 Rated Investment Advisor
Get in touch
Assets Managed
$19.9 Billion
0 Disciplinary Actions
1:2 advisor/client ratio
3 Conflict Laerts
Top Recommendation
image 1001
Fort Washington Investment Advisors
Best Customer Service In The Market
Get in touch
Assets Managed
$52.42 Billion
Good advisor/client ratio
Highest Rated On Independent Platforms
Get in touch
Assets Managed
$17.3 Billion
High overall rating
Several complaints on platforms
You can check out the top 10 financial advisors in the U.S. to learn more.

We will be happy to hear your thoughts

Leave a reply