Who is Peter Svarre (CRD#: 1064152)?Everything you need to know about Peter Svarre and their accolades
Financial adviser Peter Svarre has been working in the financial sector for 42 years and is based in New York, New York. Presently employed with Merrill Lynch, Pierce, Fenner & Smith Inc. is Svarre. Svarre has had positions with Merrill Lynch, Pierce, Fenner & Smith Inc., and Bank of America, N.A. during their career. Svarre has a Series 63 license that certifies them as a securities representative and allows them to provide advice to customers in Texas and New York.
About FIRM:History, achievements, leadership, lawsuits, & disputes
What is Merrill Lynch Wealth Management?
The History of Merrill Lynch Wealth Management
The benefits of using Merrill Lynch Wealth Management
How Merrill Lynch Wealth Management Works
The key features of Merrill Lynch Wealth Management
The different types of accounts offered by Merrill Lynch Wealth Management
Individual Retirement Accounts (IRAs):
Trusts and estates:
How to open an account with Merrill Lynch Wealth Management
The fees and costs associated with Merrill Lynch Wealth Management
The Merrill Lynch Wealth Management mobile app
The Merrill Lynch Wealth Management website
How to achieve Financial Success with Merrill Lynch Wealth Management
Set clear financial goals:
Monitor your investments:
Diversify your portfolio:
Take advantage of tax-efficient strategies:
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.
Peter Svarre Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, and litigation against Peter Svarre
The disclosure of client grievances and arbitrations, regulatory actions, job terminations, bankruptcy filings, and criminal or civil legal procedures is a requirement for anyone registered to offer securities or give investment advice.
Below is a description of the sort of disclosure event involved:
- Misrepresentation and unsuitability with regard to auction market securities are alleged by the client.
- Misrepresentation and unsuitability and a failure to disclose the risk relating to auction market securities are alleged by the client.
SEC Litigations & Forms
Peter Svarre Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Peter Svarre
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, and Trellis. law, and Law360. If Peter Svarre has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Peter Svarre which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Peter Svarre on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
Peter Svarre Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Peter Svarre
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Peter Svarre using the websites down below:
Sonn Law Group
White Law Group
Israels & Neuman, PLC
You can contact the law firms mentioned above if facing issues with Peter Svarre or any financial advisor.
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1:2 advisor/client ratio
High overall rating