Who is Richard S. Brown (CRD#: 2156409)?Everything you need to know about Richard S. Brown and their accolades
Richard is responsible for guiding the company’s strategic direction as chairman and CEO of JNBA Financial Advisors. A key decision-maker in the management of the family office, he also oversees the division of the company that specializes in family offices, called Family Office Services.
From managing client assets of $90 million to almost $1.5 billion, Richard has been a crucial part of the company’s expansion. Richard is a strong leader who fights for the interests of his group and motivates others to work together and contribute their knowledge as they create solutions for customers and other stakeholders.
Richard served as the principal domestic and international contract negotiator for Irwin Jacobs Companies before joining JNBA in 1996. Working for Ladbroke Racing in the UK is another aspect of his global experience.
Attended University of Minnesota Duluth, Richard. Participating in the Program on Negotiation with the inter-university alliance of Harvard, MIT, and Tufts allowed him to complete a specialty education as well.
Richard is a member of several regional and local boards, including the NIFAP Study Group, the Labovitz School of Business and Economics at the University of Minnesota Duluth (UMD), and the Chancellor’s Advisory Board at UMD. In addition, he is one of two senior teaching fellows emeritus at the Labovitz School of the University of Maryland, and he has previously held a position on the TD Ameritrade President’s Council.
Richard has launched innovative fundraising partnerships, led international mission trips, and influenced policymakers all around the world in his capacity as president and board chair of the Starkey Hearing Foundation. He was a board member of Special Olympics Minnesota for six years before his current position as chair of the Essentia Health Foundation Board.
In addition, he established the Richard S. Brown Foundation, which enables him to actively promote his humanitarian ideals, and he sits on the Leadership Council of Home Base, a national nonprofit organization devoted to mending the invisible wounds of war.
Richard is honored to serve as the inaugural member of the Minnesota Fireman Initiative (MnFIRE) Advisory Board and to assist the nonprofit in establishing connections with healthcare providers to promote and safeguard the health of fire service personnel. Richard is a former fireman.
The business was started by Richard’s mother, Judith, who also invented the concept of fee-based financial consulting. Richard carries on his mother’s legacy by focusing on the business client-centric service approach and upholding its autonomous, values-based, and community-focused guiding principles.
About JNBA Financial AdvisorsHistory, achievements, leadership, lawsuits, & disputes
Minneapolis, Minnesota-based JNBA Financial Advisors is a wealth management company that is independent and fee-only and that focuses on client-focused asset management and financial planning for discriminating achievers.
Through highly individualized and integrated wealth management skills and advocacy, they aim to inspire confidence and support your financial well-being. It is more of a cooperation pledge than a mission statement. One on which they have staked their track record, reviews, reputation, and impressive client retention rate (97% since tracking started in 2001).
Their view is that for wealth management to be truly effective, it must be ongoing, comprehensive, and flawlessly integrated given the tendency for financial ties to be both complicated and interrelated.
History of JNBA Financial Advisors
In 1978, Judith Brown established JNBA Financial Advisors to create a distinct kind of advising firm, one in which advisors’ interests were truly congruent with those of their customers. She desired to be on the same side of the table as the families she worked with, free from the stress and potential conflicts of interest that come with making sales and collecting commissions. She was most motivated by the desire to assist others in achieving their financial and personal objectives.
For more than 40 years, JNBA has been guided by Judith’s client-first philosophy, which has allowed us to assist countless clients in achieving their objectives. Judith’s legacy is currently upheld by her son Richard and his wife Kim, who serve as the company’s CEO and president.
Richard, Kim, and the firm’s executive team are fiercely committed to doing what is right for clients, and they are always looking for ways to enhance JNBA’s offerings in terms of services, tools, and technologies.
They provide a collaborative approach to serving customers and give advisers the freedom and flexibility to put their primary attention on establishing long-lasting connections.
Various Services offered by JNBA Financial Advisors
They offer advocacy-driven guidance to a wide range of clients. Their devoted teams have expertise in assisting individuals, families, charity organizations, business executives, and family office customers in achieving their goals.
Your supporter during all the changes and phases of life. They are here as your advocate and long-term partner, whether you are presently concentrating on developing your profession, are juggling the difficulties of your job and family, or have attained financial independence. Each path has its possibilities and difficulties despite being unique.
It’s challenging to run a family office. There will inevitably be difficulties when family dynamics, business, and finances are combined. They offer a concierge level of care to make sure they’re managing every area of your family’s financial well-being in a confidential, effective, and efficient manner since they recognize that there is a lot of confidential and difficult information to navigate.
We may sum up by saying that JNBA works with you as a partner in future planning. They are motivated by your goals. They are dedicated to assisting you in overcoming the difficulties you are currently facing while achieving your long-term objectives.
What do you mean by Remedial Services?
The psychiatric disorder must impair a person’s ability to function in relationships and interactions with others in the family or community. Remedial Services help individuals learn age-appropriate ways and skills to manage their behavior and regain self-control.
Richard S. Brown Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, litigation against Richard S. Brown
The brokerCheck report of Richard S. Brown includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.
No disclosures have been mentioned about Richard S. Brown.
FINRA’s BrokerCheck
individual_2156409.pdf (finra.org)
SEC Litigations & Forms
Source: Richard S. Brown – SEC Site Search Search Results
Richard S. Brown Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Richard S. Brown
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis.law, and Law360. If Richard S. Brown has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Richard S. Brown that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Richard S. Brown on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Richard S. Brown Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Richard S. Brown (if available)
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Richard S. Brown using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Richard S. Brown or any financial advisor.
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