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Expert Review

Rick Fisher: The Fact About His Hidden Fees, Disclosures & Lawsuits. Exposed (Update 2024)

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Who is Rick Fisher (CRD#: 2891636)?Everything you need to know about Rick Fisher and their accolades

Fisher Wealth Management, with its main office in Burlington, North Carolina, is managed by Rick Fisher. He has made and is still committing to pursue lifelong learning.

The University of North Carolina at Wilmington awarded Rick a Bachelor of Science in Marketing, and The College for Financial Planning awarded him a Master of Science in Personal Financial Planning. Rick holds the designations of CERTIFIED FINANCIAL PLANNER™ (CFP®), ACADEMIC ASSOC. IN ASSET MANAGEMENT (AAMS), and CERTIFIED DIVORCE FINANCIAL ANALYST® (CDFATM).

Rick consistently places in the top 1% of advisers at LPL Financial, the biggest independent brokerage house in the country, based on revenue creation.

Barron’s Magazine recognized Rick as a Top Financial Advisor in 2011, 2012, 2013, 2014, 2015, 2016, 2017, 2018, 2019, 2020, and 2023. In 2016, he was acknowledged as one of the Financial Times’ 400 Top Financial Advisers. In July 2012, Forbes Magazine featured Rick as well. He was most recently added to Forbes’ list of the best wealth advisors in his state for 2023.

Rick, who has lived in North Carolina his entire life, resides in Durham, NC, together with his wife Laura, daughter Candace, and son Conrad. They attend Burlington’s First Presbyterian Church and take part in community activities. Rick, Laura, Candace, and Conrad all enjoy traveling, skiing in the winter, boating, and golfing in their free time.

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About Fisher Wealth ManagementHistory, achievements, leadership, lawsuits, & disputes

With the intention of helping clients with every element of their financial lives, Fisher Wealth Management was established. They offer the most thorough financial planning service out there, and this has given us a stellar reputation in our field. They work to foster stability, security, and the pursuit of financial independence for each of our clients.

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History of Fisher Wealth Management

Dick Fisher began ringing doorbells in 1981. He believed that to be the best and most intimate method to begin developing a company. And it was successful—shortly afterward, he had established himself as one of Alamance County’s most astute financial consultants.

Fisher Wealth Management continues to service thousands of families nationwide almost 40 years later. We offer help with budgeting, investing, and impartial insurance advice supported by unmatched research. There’s a reason Fisher Wealth Management has grown to be such a well-known company today—over 65 years of combined experience and unwavering customer dedication.

Services offered by Fisher Wealth Management

At Fisher Wealth Management, they approach each of their customers on a personal level. They take the necessary time to completely comprehend your financial condition, your worries, your restrictions, and your objectives. Never will they try to sell you a plan or product that you don’t need. They will always treat you as a neighbor and a partner rather than as a commodity. The following services are completed by them:

  • Divorce Financial Planning
  • Financial Planning
  • Investment Management
  • Risk Management

Fee Guidelines of Fisher Wealth Management

They don’t receive trade commissions, in contrast to other money managers. Instead, they employ a tiered pricing structure based on the size of your portfolio. This means that your interests are constantly at the forefront of their thinking and that they benefit when you do.

What is SEC?

The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate fairly and orderly, and facilitate capital formation.

20/12/2023 Update
As of now, Rick Fisher has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.
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Rick Fisher Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, and litigation against Rick

The brokerCheck report of Rick Fisher includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.

No disclosure has been mentioned about Rick Fisher.

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Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any conflicts in the past.

FINRA’s BrokerCheck

individual_2891636.pdf (finra.org)

SEC Litigations & Forms

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Source: Rick Fisher – SEC Site Search Search Results

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Rick Fisher Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Rick Fisher

Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis.law, and Law360. If Rick Fisher has been involved in any such lawsuits, then you can find the documents using the links down below:

There might be more pending lawsuits against Rick Fisher that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Rick Fisher on these websites, you can contact the local authorities and check if they have a physical copy of any cases.

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Rick Fisher Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Rick Fisher (if available)

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Rick Fisher using the websites down below:

You can contact the law firms mentioned above if facing issues with Rick Fisher or any financial advisor.

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Better Alternatives To Rick Fisher (By Experts):Find the top 3 alternatives to Rick Fisher

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
You can check out the top 10 financial advisors in the U.S. to learn more.
Screenshot 2023 05 23 at 11.26.30 PM

Manages Assets Worth

  • $714,587,898,072

Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors
  • Publication of periodicals
1625686851535

Manages Assets Worth

  • $173,418,270,044

Services

  • Financial planning
  • Portfolio management
  • Portfolio assessment
Screenshot 2023 05 23 at 11.45.48 PM

Manages Assets Worth

  • $46,803,858,104

Services

  • Portfolio management

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