Who is Robert Millner(CRD#:Â 1258762)?Everything you need to know about Robert Millner and their accolades
At Morgan Stanley, Robert Millner holds the positions of managing director, senior portfolio management director, and founding partner of The Arbor Group. He offers specialized wealth planning services to individuals, families, and business owners in St. Louis, Dallas, and around the nation. He has approximately 35 years of expertise in the financial services sector.
Rob is regarded as one of the top financial experts in the field. He oversaw one of UBS’s top-performing teams and personally oversaw one of the company’s biggest discretionary portfolios prior to joining Morgan Stanley in 2009. Rob received a degree in finance from the University of Texas at Austin.
At Morgan Stanley in Clayton, Missouri, Robert Millner is a member of the team of advisers. For the past 38 years, Robert Millner has been employed. They work at Morgan Stanley at the moment. Robert Millner is qualified to offer financial advice in Texas and Missouri as he has already completed the Series 65 and Series 63 tests. In accordance with any applicable state’s exemption from registration or notice filing, Robert Millner may also offer advisory services in other states.
Rob has earned numerous distinctions and professional awards over the course of his long and fruitful career, most recently being listed in the Financial Times Top 400 Financial Advisors in 2018 and being named to Forbes Magazine’s list of America’s Best-in-State Wealth Advisors in 2018. Rob has also been named by Barron’s as one of America’s Top 1,200 Financial Advisors every year since 2014 in addition to receiving numerous other honors and recognitions.
The only thing that rivals Rob’s passion for helping customers reach their financial goals is his commitment to his family and community. He lives in Ladue, Missouri, with his wife of more than 30 years, who is the mother of his three kids.
The Salvation Army’s “Feed the Homeless” program, Ladue Education Foundation, and Urban Harvest St. Louis are just a few of the organizations that Rob volunteers with while being an active member of his community. His family “adopts” a less fortunate family each year through the city’s Beyond Housing of St. Louis program. Rob enjoys gardening, hockey, and fly fishing in his spare time.
In this article, we will go deep into Robert Millner’s past, discovering hidden disclosures and analyzing the consequences of the lawsuits.
About FIRM:History, achievements, leadership, lawsuits, & disputes
About Morgan Stanley Wealth Management:
Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.
Early Beginnings: Smith Barney & Co.
Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.
Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:
Investment Management
Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.
Financial Planning
Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.
What is a Financial Advisor?
A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan that is specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.
Banking and Lending
Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.
Insurance and Annuities
To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.
Philanthropy and Social Impact Investing
Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society.
Robert Millner Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, and litigation against Robert Millner
The broker check report of Robert Millner includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.
In this case, the broker has been reported along with the notification regarding a customer dispute.
This type of disclosure event involves:
(1) a consumer-initiated, investment-related arbitration or civil suit containing allegations of sales practice violations against the individual broker that was dismissed, withdrawn, or denied; or
(2) a consumer-initiated, Investment-related written complaint containing allegations that the broker engaged in sales practice violations resulting in compensatory damages of at least $5,000, forgery, theft, or misappropriation, or conversion of funds or securities, which was closed without action, withdrawn, or denied.
Here, the client claims that her financial advisor purchased Citigroup’s preferred stock against her will and without her knowledge in this case. PERSONAL INJURIES OVER $5,000.00
FINRA’s BrokerCheck
individual_1258762.pdf (finra.org)
SEC Litigations & Forms
Source: Robert Millner – SEC Site Search Search Results
Robert Millner Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Robert Millner
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis, law, and Law360. If Robert Millner has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Robert Millner which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Robert Millner on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Robert Millner Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Robert Millner(if available)
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Robert Millner using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Robert Millner or any financial advisor.
Better Alternatives To Robert Millner (By Experts):Find the top 3 alternatives to Robert Millner
Manages Assets Worth
- $714,587,898,072
Services
- Financial planning
- Portfolio management
- Pension consulting
- Selection of other advisors
- Publication of periodicals
Manages Assets Worth
- $173,418,270,044
Services
- Financial planning
- Portfolio management
- Portfolio assessment
Manages Assets Worth
- $46,803,858,104
Services
- Portfolio management
