Expert Review

Scott Saxe- All About Hidden Fees, Disclosures & Lawsuits. Exposed! (Latest Update 2023)

1

Who is Scott Saxe (CRD#: 1575841)?

Scott Saxe works for Wells Fargo Advisors in St. Louis, Missouri as a Managing Director of investments. Scott previously served on the Deacon Board of Directors.

For over 35 years, Scott Saxe has been giving monetary guidance and support to our devoted clientele. My client relationships are based on reliability, honesty, and transparency.

Scott Saxe conducts a thorough examination of every customer to create an investment strategy that is consistent with their objectives and long-term goals while taking their personal risk tolerance into account.

Scott Saxe graduated from the University of Evansville with a Bachelor of Science in Marketing and Finance.

2

About Wells Fargo Advisors:History, achievements, leadership, lawsuits, & disputes

Wells Fargo Advisors belongs to a prominent financial services organization that serves investors around the country. We assist our customers to succeed economically with investment strategy and guidance geared to help them meet their life requirements and financial goals, all while being driven by an unwavering and abiding dedication to service.

Wells Fargo Advisors are particularly qualified to assist you in reaching your financial goals. We allow you to select how and to what extent. Companies help manage your money or let you control it on your own, depending on whether you prefer direct interaction with a Finance Advisor, over-the-phone guidance, or via the internet or mobile tools.

Wells Fargo Advisors and its online resources are backed up by well-known investment experts and strategists. As a prominent investment business with a long tradition of serving communities around the country, we bring to our client relationships a combined Wall Street perspective and Main Street values.

Investment and insurance services include the following:

  • The FDIC or any other federal government agency does not insure this product.
  • Not an account balance or other financial commitment of the financial institution or any bank affiliate, and not guaranteed by the bank or any institution affiliate.
  • Subject to risks associated with investing, including potential destruction of principal invested.

What is SEC?

The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.

21/12/2023 Update
As of now, Scott Saxe has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.
3

Scott Saxe Disclosures: BrokerCheck, FINRA, And SEC Reports

Anyone registered to offer investments or provide financial advice must disclose all customer complaints and conciliation, regulatory proceedings, job terminations, bankruptcies, and either civil or criminal legal procedures. According to BrokerCheck reports, no disclosure events have occurred against Scott Saxe as a result.

Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

FINRA’s BrokerCheck

individual_1575841.pdf (finra.org)

SEC Litigations & Forms

Saxe

Source: Scott Saxe – SEC Site Search Search Results

4

Scott Saxe Lawsuits, Legal Battles, & Disputes

CourtListener, UniCourt, Law.com, Justia, Trellis Law, and Law360 collect the great majority of court cases filed in the United States of America. If Scott Saxe is eventually linked to a problem, you can dig up the details utilizing the resources that are provided below.

There might be more pending lawsuits against Scott Saxe which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Scott Saxe on these websites, you can contact the local authorities and check if they have a physical copy of any cases.

5

Scott Saxe Complaints, Class Action Lawsuits & Legal Battles

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Scott Saxe using the websites down below:

You can contact the law firms mentioned above if facing issues with Scott Saxe or any financial advisor.

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Frequently Asked QuestionsFind the answers to your most common questions related to Scott Saxe & Wells Fargo Advisors

Where is Scott Saxe located?

Evansville

What are Scott Saxe’s qualifications?

Bachelor of Science in Marketing and Finance

Is Scott Saxe facing any lawsuits?

Yes

Has Scott Saxe been charged by the SEC?

No

How do I contact Scott Saxe?

Linkedin.com/in/scott-saxe-287790105

Does Scott Saxe have any disclosures?

No

Which Firm does Scott Saxe work with?

Wells Fargo Advisors

What is Scott Saxe’s CRD Number?

CRD#: 1575841
7

Better Alternatives To Scott Saxe (By Experts):Find the top 3 alternatives to Scott Saxe

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
Assets Managed
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Summit Rock Advisors
#1 Rated Investment Advisor
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Assets Managed
$19.9 Billion
Pros
0 Disciplinary Actions
1:2 advisor/client ratio
Cons
3 Conflict Laerts
Top Recommendation
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Fort Washington Investment Advisors
Best Customer Service In The Market
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Assets Managed
$52.42 Billion
Pros
Good advisor/client ratio
Reputed
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None
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Fisher
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Highest Rated On Independent Platforms
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Assets Managed
$17.3 Billion
Pros
Fee-only
High overall rating
Cons
Several complaints on platforms
You can check out the top 10 financial advisors in the U.S. to learn more.

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