Expert Review

Steve Rabin- Exposed with the Hidden Fees, Disclosures & Lawsuits (Latest Update 2023)

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Who is Steve Rabin (CRD#:2403609)?

Steve Rabin serves as a Private Wealth Advisor and the Gilbert-based Managing Director of Ameriprise Financial Services. After earning a B.A. in Economics at the University of Arizona in 1993, Steve began his career in financial advice and asset management.

Steve Rabin started concentrating on high-net-worth clients after receiving his CFP qualification in 1999, but he never lost sight of the need to assist others with less affluent means.

As of right now, the Steve Rabin practice has expanded from a single professional to a skilled team that specializes in asset management, retirement strategy, estate planning, and tax-efficient wealth and income transfer techniques.

They advise on more than $800MM in assets while serving over 600 households. Steve has been named a Top 1200 financial planner by Barron’s Magazine since 2016 and a Best-in-State Financial Advisor by Forbes for the years 2018 to 2022.

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About Ameriprise Financial Services, LLC:

Ameriprise Financial, LLC. is a bank holding company and diversified financial services firm with its corporate headquarters in Minneapolis, Minnesota. In addition to wealth management and asset management, it also offers insurance, annuities, estate planning, and other financial planning services and products.

Ameriprise Financial Services, also known as RiverSource Life Insurance organization, and Columbia Threadneedle Investing, the company’s worldwide asset management brand and a supplier of assets to corporate and retail clients, are among its principal subsidiaries.

On the Fortune 500, Ameriprise Financial Inc. is ranked 245th. It is included in the ranking of the biggest banks in the country. In terms of assets under management, it ranks as the ninth-largest independent broker-dealer.

Ameriprise Financial, Inc. offers a broad variety of financial services to fulfill the diverse needs of its clients. Some of them are:

What is a Financial Advisor?

A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan that is specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.

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Insurance & Annuities

Ameriprise Financial offers a variety of products, including life, disability income, auto, house, and insurance for long-term care, as well as an annuity for income during retirement, to help families protect their assets and fulfill their retirement needs.

Cash Management & Banking

Meeting daily necessities and being ready for unforeseen life occurrences both depend on banking and cash management services. Use our cash control user accounts, Ameriprise Financial Certificates, debit cards, credit trusts, loan solutions, and other product solutions to cover daily necessities.

24/11/2023 Update
As of now, Steve Rabin has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by their victims. Furthermore, he has only focused on propagating his fake PR.
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Steve Rabin Disclosures: BrokerCheck, FINRA, And SEC Reports

All people who have been authorized to sell stocks and give financial advice must disclose client grievances and conciliation, enforcement actions, job dismissals, bankruptcy filings, and either criminal or civil judicial proceedings. There are currently no disclosures on Steve Rabin, reported to the BrokerCheck report.

Financial Advisors often remove their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

FINRA’s BrokerCheck

individual_2403609.pdf (finra.org)

SEC Litigations & Forms

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Source: Steve Rabin – SEC Site Search Search Results

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Steve Rabin Lawsuits, Legal Battles, & Disputes

Most court cases filed in the United States of America are saved at CourtListener, UniCourt, Law.com, Justia, Trellis Law, and Law360. You can view the appropriate documents by tapping on the links provided below if Steve Rabin has ever been involved in any such dispute.

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Steve Rabin Complaints, Class Action Lawsuits & Legal Battles

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Steve Rabin using the websites down below:

You can contact the law firms mentioned above if facing issues with Steve Rabin or any financial advisor.

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Frequently Asked QuestionsFind the answers to your most common questions related to Steve Rabin & Ameriprise Financial Services, LLC.

Where is Steve Rabin located?

Gilbert

What are Steve Rabin’s qualifications

B.A. in Economics

Is Steve Rabin facing any lawsuits?

Yes

Has Steve Rabin been charged by the SEC?

No

How do I contact Steve Rabin?

(480) 396-6040

Does Steve Rabin have any disclosures?

No

Which Firm does Steve Rabin work with?

Ameriprise Financial Services, LLC

What is Steve Rabin’s CRD Number?

CRD#: 2403609
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Better Alternatives To Steve Rabin (By Experts):Find the top 3 alternatives to Steve Rabin

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
Assets Managed
Pros
Cons
image 999
Summit Rock Advisors
#1 Rated Investment Advisor
Get in touch
Assets Managed
$19.9 Billion
Pros
0 Disciplinary Actions
1:2 advisor/client ratio
Cons
3 Conflict Laerts
Top Recommendation
image 1001
Fort Washington Investment Advisors
Best Customer Service In The Market
Get in touch
Assets Managed
$52.42 Billion
Pros
Good advisor/client ratio
Reputed
Cons
None
1625686851535
Fisher
Investments
Highest Rated On Independent Platforms
Get in touch
Assets Managed
$17.3 Billion
Pros
Fee-only
High overall rating
Cons
Several complaints on platforms

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