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Expert Review

Steven Levine: Exposed with the Hidden Fees, Disclosures & Lawsuits (Update 2024)

Who is Steven Levine (CRD#: 1632453)?

Steven Levine is a Managing Director and Wealth Manager at First Republic. He has over 30 years of finance-related experience. He works in First Republic’s Century City office, 1888 Century Park East, where he provides investment management, retirement planning, and other wealth management services to individuals, families, corporations, NGOs, and foundations. Before joining First Republic, Levine was a Managing Director at UBS Private Wealth Management.

He is a highly accomplished wealth management professional with a long track record of serving families and institutional investors,” stated Bob Thornton, President of First Republic Private Wealth Management.

This article will go deeper into Steven Levine’s past, uncovering hidden disclosures and SEC litigations, as well as analyzing the legal consequences.

About First Republic Investment Management

First Republic Private Wealth Management is an advisory firm situated in San Francisco, California.  The team believes in customized approaches rather than a one-size-fits-all strategy. They provide wealth management plans that address your entire financial picture.  Clients of First Republic Private Wealth Management work with a single wealth advisor who oversees a team of banking, investment management, trust, and brokerage specialists who collaborate and collaborate with you to effectively address your particular circumstance. 

First Republic Private Wealth Management comprises First Republic Trust Company, First Republic Trust Company of Delaware LLC, First Republic Investment Management Inc., an SEC Registered Investment Advisor, and First Republic Securities Company, LLC, Member FINRA / SIPC. 

The company offers Investment management services for high-net-worth individuals, families, pooled investment vehicles, pension and profit-sharing plans, charity organizations, and state municipal and government entities. The firm is a wealth management specialist that also provides trust, brokerage, and banking services. Additionally, the firm invests in public equities, fixed-income, and alternative investment markets.

First Republic Investment Management Services

First Republic Investment Management Services offers a wide range of services, some of which are as follows:

Investment Management Services: 

First Republic offers objective, individualized wealth management solutions. Their wealth managers deliver customized investment advice to individuals, companies, governmental entities, and many nonprofit organizations.

Brokerage Services: 

Their professionals offer full-service and self-directed brokerage services, with the sole goal of developing the best solutions for you. Their one-of-a-kind platform offers brokerage, trading, and custody services.

Trust Services: 

First Republic Trust Company and First Republic Trust Company of Delaware LLC provide hands-on, personalized trust services, handling delicate matters with experience, objectivity, and intelligent decision-making.

22/11/2023 Update
As of now, Steven Levine has not responded nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by their victims. Furthermore, he has only focused on propagating his fake PR.

Steven Levine Disclosures: BrokerCheck, FINRA, And SEC

BrokerCheck report of Steven Levine includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.

According to the BrokerCheck report, a customer dispute type of disclosure has been reported against Steven Levine. In the disclosure, the client alleges unsuitable purchase and sales recommendations, improper use of margin, and unauthorized sale transactions.

Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.



SEC Litigations & Forms

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Steven Levine Lawsuits

Most court cases filed in the United States of America are archived on CourtListener, UniCourt,, Justia, Trellis, law, and Law360. If Steven Levine has been involved in any such lawsuits, then you can find the documents using the links down below:

There might be more pending lawsuits against Steven Levine that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Steven Levine on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.

Steven Levine Complaints and Legal Battles

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Steven Levine using the websites down below:

Better Alternatives To Steven Levine:

These recommendations are based on the ratings of, the biggest financial advisor review platform on the internet.
Screenshot 7

Manages Assets Worth

  • $6,427,792,177


  • Financial planning
  • Portfolio management
  • Selection of other advisors (including private fund managers)
  • Family office and consulting services
Screenshot 8

Manages Assets Worth

  • $4,465,757,285


  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors (including private fund managers)
Screenshot 9

Manages Assets Worth

  • $302,000,000


  • Financial planning
  • Portfolio management

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