Who is Theodore Hart (CRD#:Â 1766759)?
Theodore Hart is a Portfolio Management Director who has worked in the investing industry for almost 30 years, starting with Dean Witter in 1989. In 2001, he joined Morgan Stanley’s ESOP Transaction Services Group, the firm’s private ESOP practice focusing on establishing Employee Stock Ownership Plans for privately owned corporations. Barron’s named him one of America’s Top 1,200 Financial Advisors in 2022 and 2023, and he is one of the Top 25 Advisors in Washington, D.C. His current clients include foundations, endowments, associations, and wealthy individuals. Ted helps customers with wealth management techniques, focusing on portfolio management and designing personalized investment plans.
Ted holds a Bachelor of Arts in Economics from the University of Maryland. He has been a President’s Club Member at Morgan Stanley since 1997. Ted currently lives in Chevy Chase, Maryland with his wife, Cindy, and their two daughters. He has completed over 25 triathlons nationwide and is an avid golf and tennis player.
Barron’s Top 1,200 Financial Advisors: State-by-State (formerly referred to as Barron’s Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com (Awarded 2022-2023). Data compiled by Barron’s is based on a 12-month period concluding in September of the year prior to the issuance of the award.
About FIRM: Morgan Stanley
Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.
Early Beginnings: Smith Barney & Co.
Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.
Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:
Investment Management
Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.
Financial Planning
Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.
What is a Financial Advisor?
A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan that is specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.
Banking and Lending
Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.
Insurance and Annuities
To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.
Philanthropy and Social Impact Investing
Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society.
Theodore Hart Disclosures: BrokerCheck, FINRA, And SEC Reports
FINRA’s BrokerCheck
individual_1766759.pdf (finra.org)
SEC Litigations & Forms
Source: Theodore Hart – SEC Site Search Search Results
Theodore Hart Lawsuits, Legal Battles, & Disputes
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, and Trellis. law, and Law360. If Theodore Hart has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Theodore Hart which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Theodore Hart on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Theodore Hart Complaints, Class Action Lawsuits & Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Theodore Hart using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Theodore Hart or any financial advisor.
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