Expert Review

Timothy Brice: Exposed with the Hidden Fees, Disclosures & Lawsuits (Latest Update 2023)

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Who is Timothy Brice (CRD#: 1529044)?Everything you need to know about Timothy Brice and their

The Michigan branch of Graystone Consulting is managed by Timothy M. Brice, who has over 30 years of expertise in the financial services sector as a managing director of a private wealth advisor, institutional consulting, and corporate retirement director.

He serves as the managing partner of a multigenerational group firm that was founded in 1967 and today employs 14 highly skilled professionals. The practice works with both private client families and various types of institutions.

Tim worked at Merrill Lynch for 28 years until joining Graystone in 2014. He has the Investment Management Consultants Association’s (IMCA’s) Certified Investment Management Analyst (CIMA) credential. The Michigan Association of Public Employees Retirement Systems (MAPERS), of which Tim is a contributing member.

Timothy Brice is a Birmingham, Michigan-based financial advisor with 36 years of professional experience. Brice is a Morgan Stanley employee.

Brice has had positions with Morgan Stanley Smith Barney LLC, Bank Of America, N.A., Merrill Lynch, Pierce, Fenner & Smith Inc, and Morgan Stanley Private Bank, N.A. throughout their career. Brice is registered to assist investors in Michigan and Texas and holds Series 63 and Series 65 licenses, certifying them as both securities agents and investment advisor representatives.

Tim has received recognition for a number of awards and accomplishments during the course of his career.

  • 2022 Barron’s Top 100 Institutional Consultants Ranking
  • 2022 Barron’s “The Top 1,200 Advisors in America” List
  • 2021 Plan Advisers “The Top 100 Retirement Plan Advisers” List
  • 2021 NAPA’s “Top DC Advisor Teams” List
  • 2022 Forbes’ Best–In–State Wealth Advisors

In this article, we will go deep into Timothy Brice’s past, discovering hidden disclosures and analyzing the consequences of the lawsuits.

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About FIRM:History, achievements, leadership, lawsuits, & disputes

About Morgan Stanley Wealth Management:

Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.

Early Beginnings: Smith Barney & Co.

Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.

Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:

Investment Management

Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.

Financial Planning

Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.

What is a Financial Advisor?

A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan that is specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.

Banking and Lending

Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.

Insurance and Annuities

To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.

Philanthropy and Social Impact Investing

Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society.

Graystone Consulting, a Business of Morgan Stanley

Barron’s 2021 list of America’s Top 100 Institutional Consulting Teams included Graystone Consulting Raleigh, Wichita, Dallas, and Kansas City in its top five, according to the Morgan Stanley subsidiary Graystone Consulting. Josh Uthe, Andy McKay, Lee Morris, and Patrick Hartley serve as the team captains for the local Graystone Consulting office.

The top 100 institutional consulting teams that offer investment portfolio advice to retirement plans, foundations, endowments, businesses, and other institutions are listed on the list, which was first published in 2015. The rating is based on a number of variables, including institutional assets, revenues, team size, and the total number of clients handled.

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Institutional clients served by Graystone Consulting, a division of Morgan Stanley Smith Barney LLC, include businesses, endowments and foundations, not-for-profits, healthcare providers, insurance companies, state and local governments, Taft-Hartley funds, and family offices. Institutional Consulting Directors, seasoned investment experts supported by a committed consulting team and the extensive resources of Morgan Stanley, provide customized investment advice. Visit https://graystone.morganstanley.com/graystone-consulting-raleigh-wichita-dallas for more details, or send Mary Ann Akin an email at [email protected] to reach the team.

23/11/2023 Update
As of now, Timothy Brice has not responded nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by their victims. Furthermore, he has only focused on propagating his fake PR.
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Timothy Brice Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, litigation against Timo

The brokerCheck report of Timothy Brice includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.

No disclosure is mentioned about Timothy Brice.

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Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

FINRA’s BrokerCheck

individual_1529044.pdf (finra.org)

SEC Litigations & Forms

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Source: Timothy Brice – SEC Site Search Search Results

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Timothy Brice Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Timothy Brice

Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis, law, and Law360. If Timothy Brice has been involved in any such lawsuits, then you can find the documents using the links down below:

There might be more pending lawsuits against Timothy Brice which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Timothy Brice on these websites, you can contact the local authorities and check if they have a physical copy of any cases.

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Timothy Brice Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Timothy Brice (if available)

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Timothy Brice using the websites down below:

You can contact the law firms mentioned above if facing issues with Timothy Brice or any financial advisor.

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Better Alternatives To Timothy Brice (By Experts):Find the top 3 alternatives to Timothy Brice

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
You can check out the top 10 financial advisors in the U.S. to learn more.
Screenshot 2023 05 23 at 11.26.30 PM

Manages Assets Worth

  • $714,587,898,072

Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors
  • Publication of periodicals
1625686851535

Manages Assets Worth

  • $173,418,270,044

Services

  • Financial planning
  • Portfolio management
  • Portfolio assessment
Screenshot 2023 05 23 at 11.45.48 PM

Manages Assets Worth

  • $46,803,858,104

Services

  • Portfolio management

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