Who is Tom Palecek (CRD#: 4874890)?
Tom Palecek advises an elite group of entrepreneurs, venture capitalists, real estate families, finance professionals, business owners, and foundations on investments, tax concerns, and estate planning. He was essential in bringing together Summit Trail’s founding members and convincing them that their goal of an independent firm was a viable reality.
Before starting Summit Trail Advisors, Tom worked as a Director at Barclays Wealth in San Francisco, where he and his partner established and led the largest team on the West Coast. Tom was nominated by his peers across the United States to Co-Head the Barclays Investment Advisory Council, which worked across the organization and with Senior Management on business strategy across the United States.
This article goes further into Tom Palecek’s past, uncovering hidden disclosures and SEC litigations, as well as analyzing the implications for law.
About Summit Trail Advisors
Summit Trail Advisors is an independent, privately held partnership. With its headquarters in New York City and offices in Chicago, San Francisco, Boston, Seattle, and Harrisburg, it serves the complicated needs of successful investors around the country. Their staff possesses the expertise, pedigree, and talent often seen at the greatest financial organizations, but with the flexibility of an independent boutique. As fiduciaries, their interests are aligned with those of their customers in providing customized, impartial advice on all aspects of their client’s financial affairs.
The diversity of their team’s backgrounds—from large financial institutions to endowments to the military to structural engineering and marketing—combined with their independence strengthens their collective investment insight and problem-solving, resulting in conflict-free decisions and better results.
History of Summit Trail Advisors
Summit Trail was established in 2015 as a limited liability business. Summit Trail Holdings, LLC is also a completely owned subsidiary of the registered investment advisor (RIA). It maintains offices in San Francisco, Chicago, Boston, Seattle, and Harrisburg, Pennsylvania, in addition to its headquarters in New York. Jack Petersen, David Romhilt, and Thomas Harms are among the firm’s executives.
Approach to Investing
Their investment approach includes two associated procedures that work together to build a client’s portfolio. Their centralized advice team is continually examining economies, capital markets, and investment methods to achieve the finest investment results. Your adviser team establishes the relationship by listening to obtain a thorough grasp of your financial characteristics and personality. Portfolios come to life thanks to the attention Their advisors can devote to investments, as well as the time Their research staff can provide to you directly.
The Investment Philosophy of Summit Trail Advisors
Summit claims on its website that its team is always researching economies, capital markets, and investment methods to achieve the greatest investment results. The firm’s investment approach focuses on three areas when making investment recommendations: asset allocation, investment selection, and portfolio construction. Summit also evaluates securities using fundamental and technical analysis.
The majority of the firm’s investments are in exchange-traded funds (ETFs), separate accounts, mutual funds, and limited partnerships.
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.
Tom Palecek Disclosures: BrokerCheck, FINRA, And SEC
BrokerCheck report of Tom Palecek includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.
BrokerCheck
Source: https://brokercheck.finra.org/individual/summary/4874890
SEC Litigations & Forms
Source: https://secsearch.sec.gov/search?affiliate=secsearch&sort_by=&query=%27Tom+Palecek%27
Tom Palecek Lawsuits
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis, law, and Law360. If Tom Palecek has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Tom Palecek which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Tom Palecek on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Tom Palecek Complaints and Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Tom Palecek using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Tom Palecek or any financial advisor.
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