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Tracey Gluck: Hidden Fees, Disclosures, Lawsuits (New Update 2023)

Who is Tracey Gluck (CRD#: 2143470)?

Tracey Gluck is the founder of The Gluck Group and a Portfolio Manager in the firm’s exclusive Portfolio Manager Program, which includes a small group of advisers who have completed a screening procedure and are reviewed on a quantitative and qualitative basis regularly. She creates customized portfolios to assist customers in achieving their goals, based on J.P. Morgan’s wide range of services and thought leadership capabilities.

She began her career at a J.P. Morgan precursor firm in 1985 and moved to her current position in 2008. Tracey received both a B.A. and an M.A. from the University of Southern California. She is a member of the Ronald Reagan UCLA Medical Center’s board of directors.

This article is going further into Tracey Gluck’s past, uncovering hidden disclosures and SEC litigations, as well as analyzing the implications for law.

About J.P. Morgan Wealth Management

J.P. Morgan Wealth Management is a JPMorgan Chase & Co. subsidiary that provides financial products and services through J.P. Morgan Securities LLC (JPMS), a licensed broker-dealer and investment advisor that is a member of FINRA and SIPC. Annuities are offered by Chase Insurance Agency, Inc. (CIA), a licensed insurance agency doing business in Florida as Chase Insurance Agency Services, Inc. JPMorgan Chase Bank, N.A. (JPMCB) provides some custody and other services. JPMS, CIA, and JPMCB are connected entities controlled by JPMorgan Chase & Co. Products are not available in all states.

The company looks to thought leaders and market trends to better advise their clients on everything from which mutual funds might provide the best returns to more advantageous terms for lending for businesses and individuals. One of the most appealing aspects of this company is the full spectrum of service, where individuals can choose to be completely hands-off or control their money themselves, every day.

What Accounts Does J.P. Morgan Wealth Management Offer?

J.P. Morgan Wealth Management provides a comprehensive range of accounts and services to investors and people looking to have more control over their finances. Here are some of the more popular accounts provided by the company:

Self-directed investing

This includes investing options such as Roth IRAs, standard IRAs, and general investment methods. With zero costs, thousands of investment possibilities (including popular mutual funds and ETFs), tools to help you design the right portfolio, and a complete online experience via the website or the app, this online stock trading opportunity puts you in control.

Automated investing

This is a robot-investor option that includes conservative, moderate, growth, and aggressive tracks. Portfolios are created by investing pros, and you select the one that best meets your needs. That portfolio adapts to shifting market conditions while keeping your goals in mind. The managed portfolio has a 0.35% advisory fee.

One-on-one

Connect with a real person by online video chat, in person at a J.P. Morgan office or Chase bank, or by phone to discuss what you need to make your dreams a reality. This financial checkup can assist you in finding a more personalized solution for your specific financial circumstances.

There are other options as well, such as:

  • Estate and wealth planning that takes future generations into account
  • Liquidity events that plan around tax and investment goals
  • Choosing a Path for Strategic Philanthropy
  • Executive services that focus on compensation, retirement plans, and more
  • Long-term and short-term lending
  • Real estate lending
  • Business investments and credit solutions

What is SEC?

The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.

Tracey Gluck Disclosures: BrokerCheck, FINRA, And SEC

BrokerCheck report of Tracey Gluck includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.

5/12/2023 Update
As of now, Tracey Gluck has not responded, nor has she apologized for her misdeeds. She has ignored our efforts to highlight the problems faced by her victims. Furthermore, she has only focused on propagating her fake PR.

According to the BrokerCheck report, a customer dispute type of disclosure has been reported against Tracey Gluck. In this disclosure, the claimants primarily allege that their returns were substantially lower than those of relevant benchmarks, that there was excessive trading in account and that were overcharges of commission or trading costs.

Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

BrokerCheck

Source: https://brokercheck.finra.org/individual/summary/2143470

SEC Litigations & Forms

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Source: https://secsearch.sec.gov/search?affiliate=secsearch&sort_by=&query=%27Tracey+Gluck%27

Tracey Gluck Lawsuits

Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis, law, and Law360. If Tracey Gluck has been involved in any such lawsuits, then you can find the documents using the links down below:

There might be more pending lawsuits against Tracey Gluck which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Tracey Gluck on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.

Tracey Gluck Complaints and Legal Battles

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Tracey Gluck using the websites down below:

Better Alternatives To Tracey Gluck:

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
Screenshot 7

Manages Assets Worth

  • $6,427,792,177

Services

  • Financial planning
  • Portfolio management
  • Selection of other advisors (including private fund managers)
  • Family office and consulting services
Screenshot 8

Manages Assets Worth

  • $4,465,757,285

Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors (including private fund managers)
Screenshot 9

Manages Assets Worth

  • $302,000,000

Services

  • Financial planning
  • Portfolio management

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