Who is Wm. Craig Dobbs (CRD#:Â 1551100)?
Wm. Craig Dobbs is a Managing Director at Graystone Consulting. Wm. Craig Dobb has worked at Graystone Consulting (2002-present) and Merrill Lynch (1988-2002) as an institutional fund consultant, with an emphasis on defined advantages, defined impact, and health and welfare funds.
Wm. Craig Dobbs earned a B.S. in Accounting at Ball State University in Indiana and an Executive MBA from the University of Notre Dame. Wm. Craig is an Investment Management Advisors Association (IMCA) and Association of Professionals Investment Consultants (APIC) member, as well as an accredited investment advisor (via MSWM) with the SEC. In 2007.
Wm. Craig Dobbs earned the Accredited Financial Fiduciary (AIF) accreditation from the College of Business at Pittsburgh’s Center for Fiduciary Studies.
About Morgan Stanley, Graystone:
The Graystone group comprised of Jim Whitney, Michael Sakach, Mary DiChristofano, and Brian Birnbaum delivers an exceptional degree of breadth and sophistication rivaled by few in Private Wealth Management, with over 125 years of combined industry experience and a relationship spanning 30 years.
Before founding Graystone, Jim, Michael, and Mary launched Frye Louis Capital Administration, Inc., the Midwest’s first multi-family office firm. Credit Suisse acquired Frye Louis in 2001 as an indication of the firm’s performance in the family financial management industry.
They ran this company until 2016 after the group was acquired by Morgan Stanley Graystone. Brian joined the Morgan Stanley team after leaving Mercer Investments as the president of Midwest Consulting. His appointment completes the group by bringing expertise in institutional finance and consultancy.
Core Principles of Morgan Stanley, Graystone
- A Deeply Knowledgeable Group: The more experienced partners have been working as a collective for 30 years, consistently creating long-term client connections.
- The structure is free of dispute: Investing system, fee agreements, and pay structure are designed to match us most precisely with our customers’ interests.
- Every client is important: The organization is dedicated to giving you the focus and dedication you require from higher-ups of our team.
- A small Consulting Office: Customers benefit right away from the power of an international financial institution and significant intellectual capital while experiencing the boutique aspect of our consulting business.
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.
Wm. Craig Dobbs Disclosures: BrokerCheck, FINRA, And SEC Reports
According to the BrokerCheck report, the client claims that certain conditions of a life insurance contract were misrepresented at the time of purchase. There are no particular damages claimed upon Wm. Craig Dobbs.
FINRA’s BrokerCheck
individual_1551100.pdf (finra.org)
SEC Litigations & Forms
Source: Wm. Craig Dobbs – SEC Site Search Search Results
Wm. Craig Dobbs Lawsuits, Legal Battles, & Disputes
CourtListener, UniCourt, Law.com, Justia, Trellis Law, and Law360 preserve the vast majority of court cases filed in the United States of America. Whether Wm. Craig Dobbs ever connected to an incident, you may look up the details by checking on the links provided below.
There might be more pending lawsuits against Wm. Craig Dobbs which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Wm. Craig Dobbs on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis. law
Justia
Wm. Craig Dobbs Complaints, Class Action Lawsuits & Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Wm. Craig Dobbs using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if you are facing issues with Wm. Craig Dobbs or any financial advisor.
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