Expert Review

Eric Brunton- Are There Any Hidden Disclosures & Lawsuits? (Latest Update 2023)

1

Who is Eric Brunton (CRD#: 5391978)?

Eric Brunton is a professional counselor with over a decade of relevant expertise based in Indianapolis, Indiana. Eric Brunton works as an advisor with Merrill Lynch, Pierce, Fenner & Smith Corp. The advisor formerly worked for Merrill Lynch, Pierce, Fenner & Smith Inc., and Bank of America.

Eric Brunton possesses a Series 66 license, allowing them to work as both a brokerage dealer and a financial advisor representative in Indiana, South Carolina, and Texas.

Eric Brunton worked as an advisor to investors for twelve years. Eric Brunton is a registered voter in the states of Indiana, South Carolina, the District of Columbia, and Texas.

Eric Brunton offers a variety of advisory services, involving portfolio management for people with disabilities, collective investment vehicles, and enterprises or institutional clients.

Eric Brunton graduated from Bucknell University with a bachelor’s degree and a master’s degree in business management at Notre Dame University.

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About Merrill Lynch Wealth Management:History, achievements, leadership, lawsuits, & disputes

Merrill Lynch Wealth Management, with hundreds of advisors, is one of the world’s largest wealth management organizations. Merrill formerly known as Merrill Lynch, is an American financial services and wealth management branch of Bank of America.

Both organizations, in addition to B of A Securities, the company’s investment financial services arm, participate in prime stockbroker and broker-dealer activities.

The firm is based in New York City and originally covered the entire 34 stories of 250 Vesey Avenue, which is part of the Metropolitan Place building in Manhattan. Merrill employs nearly 14,000 financial professionals and manages a total of $2.8 trillion in assets for clients.

Merrill Lynch gained prominence due to the strength of its group of economic advisors, which enabled it to directly place securities underwriting.

Merrill Lynch Financial Services Organization offers a variety of services to its clients, including private banking, lending, retirement and savings accounts, investment, wealth planning, and insurance.

What is SEC?

The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.

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22/12/2023 Update
As of now, Eric Brunton has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.
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Eric Brunton Disclosures: BrokerCheck, FINRA, And SEC Reports

Anyone registered to offer debt instruments or supply financial advice must disclose all customer complaints and conciliation, regulatory proceedings, job dismissals filed for bankruptcy, and felony or civil legal processes. According to BrokerCheck reports, no disclosure events have occurred against Eric Brunton as a result.

Financial Advisors often remove their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

FINRA’s BrokerCheck

individual_5391978.pdf (finra.org)

SEC Litigations & Forms

Eric

Source: Eric Brunton – SEC Site Search Search Results

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Eric Brunton Lawsuits, Legal Battles, & Disputes

The great majority of court cases filed in the United States of America are saved by CourtListener, UniCourt, Law.com, Justia, Trellis Law, and Law360. If Eric Brunton has to be ever linked to a scenario, the specifics can be found by browsing the links presented below.

There might be more pending lawsuits against Eric Brunton which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Eric Brunton on these websites, you can contact the local authorities and check if they have a physical copy of any cases.

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Eric Brunton Complaints, Class Action Lawsuits & Legal Battles

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Eric Brunton using the websites down below:

You can contact the law firms mentioned above if facing issues with Eric Brunton or any financial advisor.

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Frequently Asked QuestionsFind the answers to your most common questions related to Eric Brunton & Merrill Lynch Wealth Management

Where is Eric Brunton located?

Indianapolis

What are Eric Brunton’s qualifications

Master’s degree in Business Management

Is Eric Brunton facing any lawsuits?

Yes

Has Eric Brunton been charged by the SEC?

No

How do I contact Eric Brunton?

Linkedin.com/in/eric-brunton-71879322

Does Eric Brunton have any disclosures?

No

Which Firm does Eric Brunton work with?

Merrill Lynch Wealth Management

What is Eric Brunton’s CRD Number?

CRD#: 5391978
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Better Alternatives To Eric Brunton (By Experts):Find the top 3 alternatives to Eric Brunton

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
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Summit Rock Advisors
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0 Disciplinary Actions
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3 Conflict Laerts
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Fort Washington Investment Advisors
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Good advisor/client ratio
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Fisher
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$17.3 Billion
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Fee-only
High overall rating
Cons
Several complaints on platforms
You can check out the top 10 financial advisors in the U.S. to learn more.

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