Who is Eric Brunton (CRD#: 5391978)?
Eric Brunton is a professional counselor with over a decade of relevant expertise based in Indianapolis, Indiana. Eric Brunton works as an advisor with Merrill Lynch, Pierce, Fenner & Smith Corp. The advisor formerly worked for Merrill Lynch, Pierce, Fenner & Smith Inc., and Bank of America.
Eric Brunton possesses a Series 66 license, allowing them to work as both a brokerage dealer and a financial advisor representative in Indiana, South Carolina, and Texas.
Eric Brunton worked as an advisor to investors for twelve years. Eric Brunton is a registered voter in the states of Indiana, South Carolina, the District of Columbia, and Texas.
Eric Brunton offers a variety of advisory services, involving portfolio management for people with disabilities, collective investment vehicles, and enterprises or institutional clients.
Eric Brunton graduated from Bucknell University with a bachelor’s degree and a master’s degree in business management at Notre Dame University.
About Merrill Lynch Wealth Management:History, achievements, leadership, lawsuits, & disputes
Merrill Lynch Wealth Management, with hundreds of advisors, is one of the world’s largest wealth management organizations. Merrill formerly known as Merrill Lynch, is an American financial services and wealth management branch of Bank of America.
Both organizations, in addition to B of A Securities, the company’s investment financial services arm, participate in prime stockbroker and broker-dealer activities.
The firm is based in New York City and originally covered the entire 34 stories of 250 Vesey Avenue, which is part of the Metropolitan Place building in Manhattan. Merrill employs nearly 14,000 financial professionals and manages a total of $2.8 trillion in assets for clients.
Merrill Lynch gained prominence due to the strength of its group of economic advisors, which enabled it to directly place securities underwriting.
Merrill Lynch Financial Services Organization offers a variety of services to its clients, including private banking, lending, retirement and savings accounts, investment, wealth planning, and insurance.
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.
Eric Brunton Disclosures: BrokerCheck, FINRA, And SEC Reports
Anyone registered to offer debt instruments or supply financial advice must disclose all customer complaints and conciliation, regulatory proceedings, job dismissals filed for bankruptcy, and felony or civil legal processes. According to BrokerCheck reports, no disclosure events have occurred against Eric Brunton as a result.
FINRA’s BrokerCheck
individual_5391978.pdf (finra.org)
SEC Litigations & Forms
Source: Eric Brunton – SEC Site Search Search Results
Eric Brunton Lawsuits, Legal Battles, & Disputes
The great majority of court cases filed in the United States of America are saved by CourtListener, UniCourt, Law.com, Justia, Trellis Law, and Law360. If Eric Brunton has to be ever linked to a scenario, the specifics can be found by browsing the links presented below.
There might be more pending lawsuits against Eric Brunton which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Eric Brunton on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis. law
Justia
Eric Brunton Complaints, Class Action Lawsuits & Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Eric Brunton using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Eric Brunton or any financial advisor.
Frequently Asked QuestionsFind the answers to your most common questions related to Eric Brunton & Merrill Lynch Wealth Management
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