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James Demmert: All You Know About Hidden Fees, Disclosures, Lawsuits. Exposing his Truth! (Latest Update 2023)

Who is James Demmert (CRD#: 1576146)?

James Demmert is the Founder and Chief Investment Officer of Main Street Research. He is a seasoned and competent investment manager with more than 35 years of industry expertise. He has held the titles of Barron’s Top Advisor and Forbes Top Advisor for several years in a row. He has appeared on CNBC, Bloomberg, CBS News, and Reuters, and his work is frequently quoted in The Wall Street Journal, Barrons, and Forbes. James has been awarded one of the Top 100 People in Finance, and he has a thorough understanding of investment management, with a particular emphasis on macroeconomic research and risk management.

He is also a well-known author, having written two best-selling books on finance and investing. He is a sought-after speaker, and organizations frequently feature him for his incisive and instructive talks on a wide range of investment issues.

This article goes further into James Demmert’s past, uncovering hidden disclosures and SEC litigations, as well as analyzing the implications for law.

About Main Street Research

Main Street Research is a Registered Investment Advisor that works with individuals, families, and foundations. Since 1993, a small group of investors has relied on their professionals for expertise in wealth management and worldwide investment strategy. Because their staff often manages the majority of a customer’s “serious” assets, they thoroughly grasp each client’s situation and manage each client’s account separately.

Because their remuneration is based solely on each client’s success, they have a vested interest in attaining upside performance while mitigating downside risk. They think that their creative investment strategy and Active Risk Management process are critical to long-term success in today’s complicated global financial markets.

Services of Main Street Research

Bespoke Wealth & Retirement Planning

The Bespoke Wealth & Retirement Planning team is committed to understanding the intention of your assets. With over two decades of experience, they know that a well-constructed plan provides client confidence, which is why they don’t charge an additional fee for this in-depth and continuous service.

Asset Management

When it comes to asset management, they have a modern investment approach driven by an active, transparent, and time-tested strategy. They believe in a process that involves investing in individual securities around the world that meet their rigorous quantitative and qualitative standards while actively managing risk. Their goal is to provide you with a portfolio that is easy to understand and that you can take pride in.

Equity Compensation Planning

Managing equity compensation is also a key component of sound financial planning, and they can help you with that. They understand vesting schedules, requirements for vesting, important tax considerations, and managing concentration risk. They can assist participants in developing a strategic plan unique to their specific goals, taking the guesswork out of what can be a challenging and deceptively complex decision-making process, so that you can focus on what you do best.

Estate, Trust & Tax Guidance

In addition to financial matters, they also provide guidance on estate, trust, and tax matters. They understand that some of the most important pieces of your financial puzzle are not related to a dollar sign. They partner with clients and leverage their proprietary technology – LifeCase® – to help organize key documents. Their aim is to ensure that your assets are properly titled and that beneficiaries and successor trustees are named according to your wishes. They offer comprehensive estate, trust, and tax guidance on a client-by-client basis.

Active Risk Management

Risk management is another area where they excel. They employ an Active Risk Management (ARM) process that has stood the test of time to mitigate the significant market downside. They believe in an active approach to managing risk throughout the market cycle. Their team recognizes that many market-related events are unpredictable, which is why their risk management process is essential to protecting your investments at all times. ARM allows them to manage your exposure to various asset classes and sectors while employing carefully placed stop-loss orders on each security. By using disciplined processes and tools, they aim to remove the behavioral biases that often lead to poor investment results.

Foundations, Non-Profits & Endowments

For foundations, non-profits, and endowments, Main Street has a dedicated team focused on helping them achieve their investment goals. They understand that enhancing the effectiveness of these organizations and their governance can have benefits far beyond the balance sheet, saving them significant time, money, and effort.

What is SEC?

The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.

James Demmert Disclosures: BrokerCheck, FINRA, And SEC

The SEC report of James Demmert includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.

27/12/2023 Update
As of now, James Demmert has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.
Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

BrokerCheck

Source: https://adviserinfo.sec.gov/individual/summary/1576146

SEC Litigations & Forms

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Source: https://secsearch.sec.gov/search?affiliate=secsearch&sort_by=&query=%27James+Demmert%27

James Demmert Lawsuits

Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis, law, and Law360. If James Demmert has been involved in any such lawsuits, then you can find the documents using the links down below:

There might be more pending lawsuits against James Demmert that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against James Demmert on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.

James Demmert Complaints and Legal Battles

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against James Demmert using the websites down below:

Better Alternatives To James Demmert:

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
Screenshot 7

Manages Assets Worth

  • $6,427,792,177

Services

  • Financial planning
  • Portfolio management
  • Selection of other advisors (including private fund managers)
  • Family office and consulting services
Screenshot 8

Manages Assets Worth

  • $4,465,757,285

Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors (including private fund managers)
Screenshot 9

Manages Assets Worth

  • $302,000,000

Services

  • Financial planning
  • Portfolio management

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