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Expert Review

Robert Paolucci: Involved in Many Hidden Fees, Disclosures, Lawsuits? Disclosed! (Update 2024)

1

Who is Robert Paolucci (CRD#: 4292225)

Robert Paolucci is the CEO and Founder of Principle Wealth Partners.
With over 20 years of wealth management experience, Paolucci specializes in assisting individuals and families in making financial plans for the future. By implementing an integrated wealth management methodology, Paolucci handles all key aspects of financial planning for his customers, including investment management, taxes, asset creation, cash flow generation, insurance, and estate planning, to provide comprehensive financial plans.

As a fiduciary, Robert Paolucci is passionate about giving his clients independent, unbiased advice and educating them on the importance of behavioral finance.

Before establishing Principle Wealth Partners, Paolucci worked for both small and big investment firms, holding positions ranging from investment committee member to member of the Board of Directors. He has worked at Fidelity Investments and Bank of America Investments.

Robert Paolucci and his wife Danielle live in Killingworth with their daughter Giuliana.

2

About FIRM: JANNEY MONTGOMERY SCOTT LLC

Principle Wealth Partners is a registered investment advisory firm based in Madison, Westport, and Old Saybrook, Connecticut.

Our independence enables us to deliver financial solutions that are suited to our client’s goals and desired outcomes. We provide our clients with a holistic, unbiased approach to wealth management based on over 100 years of combined experience and a philosophy anchored on behavioral finance.

Principle Wealth Partners, founded in 2017, is licensed in 16 states and employs 15 advisors. Principle Wealth Partners manages $1.9 billion in assets and serves 954 clients (1:64 advisor/client ratio).

Principle Wealth Partners-

We get to know you on a deep, personal level as part of our approach, and we establish an understanding of your individual goals. This allows us to assist you in identifying your definition of success, which drives our planning approach.

We were founded in 2005 by a group of independent financial advisors who believed that your goals and objectives, or principles, should serve as the cornerstone for all planning methods, guidance, and investing services.

We want to know what your innermost hopes, dreams, and principles are. With this knowledge and experience, we can assist you in organizing your financial affairs so that you and your family can achieve more of your ambitions and dreams.

What is FINRA? 

FINRA, which stands for the Financial Industry Regulatory Authority, is a government-approved organization responsible for protecting American investors. Its primary objective is to maintain fairness and integrity within the broker-dealer industry, promoting a safe and trustworthy environment for all market parties.

3

Robert Paolucci Disclosures: BrokerCheck, FINRA, And SEC Reports

Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

18/12/2023 Update
As of now, Robert Paolucci has not responded, nor has she apologized for her misdeeds. She has ignored our efforts to highlight the problems faced by her victims. Furthermore, she has only focused on propagating her fake PR.

FINRA’s BrokerCheck

individual_4292225.pdf (finra.org)

SEC Litigations & Forms

image 282

Source: ROBERT PAOLUCCI – SEC Site Search Search Results

4

Robert Paolucci Lawsuits, Legal Battles, & Disputes

There might be more pending lawsuits against Robert Paolucci that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Robert Paolucci on these websites, you can contact the local authorities and check if they have a physical copy of any cases.

5

Robert Paolucci Complaints, Class Action Lawsuits & Legal Battles

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Robert Paolucci using the websites down below:

You can contact the law firms mentioned above if you are facing issues with Robert Paolucci or any financial advisor.

6

Frequently Asked Questions

Where is NAME located?

Boston

What are NAME’s qualifications

for finance

Is NAME facing any lawsuits?

no

Has NAME been charged by the SEC?

no

How do I contact NAME?

Principle Wealth Partners

Does NAME have any disclosures?

no

Which Firm does NAME work with?

Principle Wealth Partners

What is NAME’s CRD Number?

CRD#: 4292225
7

Better Alternatives To Robert Paolucci (By Experts):

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
You can check out the top 10 financial advisors in the U.S. to learn more.
Screenshot 2023 05 23 at 11.26.30 PM

Manages Assets Worth

  • $714,587,898,072

Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors
  • Publication of periodicals
1625686851535

Manages Assets Worth

  • $173,418,270,044

Services

  • Financial planning
  • Portfolio management
  • Portfolio assessment
Screenshot 2023 05 23 at 11.45.48 PM

Manages Assets Worth

  • $46,803,858,104

Services

  • Portfolio management

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