Who is Andy Schwartz (CRD#: 1317986)?Everything you need to know about Andy Schwartz and their accolades
In business for 33 years, Andy Schwartz has been a CERTIFIED FINANCIAL PLANNER™ (CFP®). Andy Schwartz assesses his performance. They are committed to assisting their customers in identifying their objectives, measuring their resources, and educating them while offering them potential strategies and continually evaluating their progress to help them achieve their financial planning goals.
He has been featured in many prominent financial magazines and has won many financial honors. He graduated from Rowan University with a Bachelor of Science in finance and marketing.
In this article, we will go deep into Andy Schwartz’s past, discovering hidden disclosures and analyzing the consequences of the lawsuits.
Andy has been on the board of directors for New Jersey SEEDS for more than 20 years.
In this article, we will go deep into Andy Schwartz’s past, discovering hidden disclosures and analyzing the consequences of the lawsuits.
About Bleakley Financial GroupHistory, achievements, leadership, lawsuits, & disputes
The Fairfield, New Jersey-based Bleakley Financial Group has 19 offices spread out over 13 states. Investment advisor representatives of Bleakley Financial Group, LLC may be one of the following:
- (1) solely investment advisor representatives of Bleakley Financial Group, LLC and not affiliated with LPL Financial;
- (2) solely registered representatives with, and securities offered through, LPL Financial, Member FINRA/SIPC; or
- (3) registered representatives with, and securities offered through, LPL Financial, Member FINRA/SIPC, and investment advisor representatives of Bleakley Financial Group, LLC. Investment advice is provided by Bleakley Financial Group, LLC, an unaffiliated third party and registered investment advisor.
The 360-degree approach to financial planning and wealth management that Bleakley Financial Group takes great pride in. The majority of money management strategies only look at one or two wealth planning factors, but their 360-degree approach takes into account every facet of their client’s financial lives. What happened? A wealth-building strategy that benefits you that is more thorough, detailed, and unique.
History of Bleakley Financial Group
The 1985-founded Bleakley Financial Group has built a solid reputation as one of the top consulting companies that cater to the demands of its clients in terms of wealth management and financial planning. As of 12.31.22, four separate custodial platforms are used by Bleakley to service client brokerage and advisory assets totaling more than $8.4 billion. The dedication to customer results that have made their firm successful has kept them committed to the long-term financial security and legacy of their clients.
Services offered by Bleakley Financial Group
In a committed team environment, Bleakley Financial Group provides independent financial planning and asset management assistance to individuals, families, and business owners. Their advice strategy is built on a structured collaborative planning procedure that takes into account the complexity of your unique circumstance.
They are committed to offering top-notch service by:
- Finding out what their clients’ needs, worries, and objectives is by listening to them and providing comprehensive financial education and guidance
- Preserving each client’s funds and risk tolerance
- When problems develop, look for collaborative solutions
- Following up on each client’s development
- Communicating often with customers and team members
Basic it includes the following services to be provided:
- Personal Financial Planning
- Private Wealth Management
- Business planning Strategies
- Financial Institutional Services
- Medicare & Social Security Planning
- ESG Responsible Investing
- Life Coaching
- Document Review
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate fairly and orderly, and facilitate capital formation.
Andy Schwartz Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, litigation against Andy Schwartz
The brokerCheck report of Andy Schwartz includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.
No disclosures have been mentioned against Andy Schwartz.
FINRA’s BrokerCheck
individual_1317986.pdf (finra.org)
SEC Litigations & Forms
Source: Andy Schwartz – SEC Site Search Search Results
Andy Schwartz Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Andy
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis.law, and Law360. If Andy Schwartz has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Andy Schwartz that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Andy Schwartz on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Andy Schwartz Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Andy (if available)
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Andy Schwartz using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Andy Schwartz or any financial advisor.
Better Alternatives To Andy Schwartz (By Experts):Find the top 3 alternatives to Andy Schwartz
Manages Assets Worth
- $714,587,898,072
Services
- Financial planning
- Portfolio management
- Pension consulting
- Selection of other advisors
- Publication of periodicals
Manages Assets Worth
- $173,418,270,044
Services
- Financial planning
- Portfolio management
- Portfolio assessment
Manages Assets Worth
- $46,803,858,104
Services
- Portfolio management
