Who is Jonathan Klausner (CRD#:Â 2065001)?
Jonathan works as the Morgan Stanley Financial Services Group Executive Director. He commenced his professional life in the field of financial services with Prudential-Bache in Atlanta, Georgia in 1990.
Jonathan was previously Superior Vice President of Acquisitions at UBS Investment Services, Inc. before joining Morgan Stanley. His primary concentration is on assisting clients in accumulating, maintaining, and transferring money.
He was recently recognized as one of Barron’s Top 1200 Advisors in the United States from 2014 to the present.
Mr. Klausner has also been selected to Forbes’ Top Wealth Advisors Worldwide 2021-2022 list. He holds a Bachelor of Science in Economics from Indiana University-Bloomington.
He carries Category 63 and Category 65 licenses, designating them as both a commodities representative and an investment adviser representative, and can assist investors in Indianapolis and Texas.
About Morgan Stanley Wealth Management:
About Morgan Stanley Wealth Management:
Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.
Early Beginnings: Smith Barney & Co.
Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.
Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:
Investment Management
Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.
Financial Planning
Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.
Banking and Lending
Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.
Insurance and Annuities
To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.
Philanthropy and Social Impact Investing
Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society.
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate fairly and orderly, and facilitate capital formation.
Jonathan Klausner Disclosures: BrokerCheck, FINRA, And SEC Reports
Complaints from customers and reconciliation, governmental investigations, employment terminations, bankruptcies, and both civil and criminal legal proceedings must all be declared by any person certified to sell commodities or provide investment guidance. According to BrokerCheck reports, no disclosure events have occurred against Jonathan Klausner as a result.
FINRA’s BrokerCheck
individual_2065001.pdf (finra.org)
SEC Litigations & Forms
Source: Jonathan Klausner – SEC Site Search Search Results
Jonathan Klausner Lawsuits, Legal Battles, & Disputes
The great majority of court cases filed in the United States of America are saved by CourtListener, UniCourt, Law.com, Justia, Trellis Law, and Law360. If Jonathan Klausner ever addressed a circumstance, you can search it up using the resources that are provided below.
There might be more pending lawsuits against Jonathan Klausner that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Jonathan Klausner on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis. law
Justia
Jonathan Klausner Complaints, Class Action Lawsuits & Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Jonathan Klausner using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Jonathan Klausner or any financial advisor.
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