Who is Jonathan Kass (CRD#: 2504000)?Everything you need to know about Jonathan Kass and their accolades
Jonathan Kass is a financial adviser with 27 years of professional experience who is based in New York, New York. Working for Merrill Lynch, Pierce, Fenner & Smith Inc. is Kass. The adviser has previously worked at Merrill Lynch, Pierce, Fenner & Smith Inc., and Bank of America, N.A. As a securities agent with Series 63 and Series 66 licenses, Kass is authorized to provide advice to clients in Connecticut, New York, and Texas.
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What is Merrill Lynch Wealth Management?
The History of Merrill Lynch Wealth Management
The benefits of using Merrill Lynch Wealth Management
How Merrill Lynch Wealth Management Works
The key features of Merrill Lynch Wealth Management
The different types of accounts offered by Merrill Lynch Wealth Management
Individual Retirement Accounts (IRAs):
Trusts and estates:
How to open an account with Merrill Lynch Wealth Management
The fees and costs associated with Merrill Lynch Wealth Management
The Merrill Lynch Wealth Management mobile app
The Merrill Lynch Wealth Management website
How to achieve Financial Success with Merrill Lynch Wealth Management
Set clear financial goals:
Monitor your investments:
Diversify your portfolio:
Take advantage of tax-efficient strategies:
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.
Jonathan Kass Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, litigation against Jonathan Kass
The disclosure of client grievances and arbitrations, regulatory actions, job terminations, bankruptcy filings, and criminal or civil legal procedures is a requirement for anyone registered to offer securities or give investment advice.
Below is a description of the sort of disclosure event involved:
- The client claims inappropriate investment advice from March 2009 to January 2010.
- Consumers allege Mister Kass disregarded their directives and made inappropriate investments. Also, there were no predicted damages that were specific.
SEC Litigations & Forms
Jonathan Kass Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Jonathan Kass
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, and Trellis. law, and Law360. If Jonathan Kass has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Jonathan Kass that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Jonathan Kass on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
Jonathan Kass Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Jonathan Kass
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Jonathan Kass using the websites down below:
Sonn Law Group
White Law Group
Israels & Neuman, PLC
You can contact the law firms mentioned above if facing issues with Jonathan Kass or any financial advisor.
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