Who is Alex Shahidi (CRD#: 3208699)?
Alex Shahidi is a Managing Partner and Co-Chief Investment Officer at Evoke Advisors. Alex has over 24 years of expertise as an investment adviser managing multibillion-dollar assets. He began his career at Merrill Lynch, where he managed one of the firm’s largest institutional consulting departments, advising more than $10 billion in assets.
Alex primarily assists major pension funds, foundations, endowments, and ultra-high-net-worth families. He helps his clients in a range of financial areas, such as formulating investment policy statements, managing asset allocation, selecting managers, monitoring portfolio performance, and creating financial plans. Alex received a bachelor’s degree in business economics and a law degree from the University of California, Santa Barbara.
This article is going further into Alex Shahidi’s past, uncovering hidden disclosures and SEC litigations, as well as analyzing the implications for law.
About Evoke Advisors
Evoke Advisors is an independent investment firm founded by experienced advisors from well-known companies with decades of expertise advising ultra-high-net-worth individuals, families, and non-profit organisations. The company was created on the notion that investing should be based on a basic grasp of how economies and financial markets work.
Their experienced team claims they understand the value of proactive innovation and business evolution, and they try to lead clients beyond the conventional to identify unique alternatives for protecting and expanding their investable assets.
They apply this strategy to each customer individually, taking into account their investment objectives, income needs, and risk tolerance. Most significantly, they provide clients with ethical, intellectual, and deeply personal devotion.
Evoke Wealth Investment Philosophy
According to Evoke’s SEC-filed brochure, its investment methods “emphasise long-term ownership of a diversified portfolio of marketable and non-marketable investments designed to provide superior after-tax, inflation-adjusted economic returns.” Diversification is also provided by the firm through numerous asset classes, market capitalizations, market styles, and geographic locations.
Evoke primarily invests in stocks, corporate bonds, government and municipal debt securities in the United States, mutual funds, closed-end funds (CEFs), exchange-traded funds (ETFs), structured products, warrants, commercial paper, certificates of deposit (CDs), options contracts, and limited partnership interests.
What types of Services do Evoke Advisors offer?
Evoke Advisors offers a range of services to meet clients’ financial needs. As an SEC-registered investment adviser, they provide investment advisory services specifically tailored for retail investors. Their services are offered for an ongoing asset-based fee, which is determined based on the value of cash and investments in your account, or through a mutually agreed upon fixed amount.
When you choose Evoke Advisors, you can benefit from various advisory services. These include wealth management, investment management, portfolio management, financial planning, and consultations on important topics such as estate planning, retirement planning, education funding, and charitable gifting.
To ensure that they offer personalized advice and solutions, Evoke Advisors takes the time to understand your unique financial situation, existing resources, goals, and risk tolerance. By gaining this insight, they can recommend a portfolio of investments that aligns with your objectives.
Additional Services
They also provide regular monitoring of your investments, typically on a quarterly basis, and will make necessary adjustments through rebalancing to keep your portfolio in line with your changing needs and goals.
Depending on your preference, Evoke Advisors can manage your account on a discretionary or non-discretionary basis. If you opt for discretionary management, they have the authority to make investment decisions without requiring your approval for each transaction.
On the other hand, if you choose non-discretionary management, you maintain the final say in deciding when to buy or sell investments. Either way, you will enter into an investment management agreement that specifies the terms of the arrangement, and this agreement will remain in effect until either you or Evoke Advisors decides to terminate the relationship.
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.
Alex Shahidi Disclosures: BrokerCheck, FINRA, And SEC
BrokerCheck report of Alex Shahidi includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosures events.
BrokerCheck
Source: https://brokercheck.finra.org/individual/summary/3208699
SEC Litigations & Forms
Source: https://secsearch.sec.gov/search?affiliate=secsearch&sort_by=&query=%27Alex+Shahidi%27
Alex Shahidi Lawsuits
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis, law, and Law360. If Alex Shahidi has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Alex Shahidi which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Alex Shahidi on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Alex Shahidi Complaints and Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Alex Shahidi using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
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