Who is Jacqueline Moss (CRD#: 3108158)?Everything you need to know about Jacqueline Moss and their accolades
Jacqueline aka Jackie is a portfolio manager in William Blair’s Investment Counseling group. Prior to William Blair, Jackie was an Investment Specialist in J.P. Morgan’s Private Bank. Prior to that, she was president and COO of Trees Investment Counsel, a Registered Investment Advisory firm serving high-net-worth families, endowments, and foundations.
She is a member of the CFA Institute, the CFA Society of Chicago and the Economic Club of Chicago. She received her A.B. degree in economics, certificate in politics from Princeton University and has an MBA from the Northwestern University Kellogg Graduate School of Management.
About William Blair:History, achievements, leadership, lawsuits, & disputes
The American international independent investment bank and financial services provider William Blair & Company (“William Blair”) specializes in investment banking, asset management, and private wealth management. There are 1,700 open positions and $17 billion in reportable assets within the company right now.
The business, which has its headquarters in Chicago, Illinois, operates in more than 20 offices and is independent and employee owned. It was founded in 1935. Five CEOs or managing partners have served as the company’s leaders; three of them are still employed there. The company’s executive committee is presided over by John Ettelson, who has been president and CEO since 2004.
What is FINRA?
FINRA, which stands for the Financial Industry Regulatory Authority, is a government-approved organization responsible for protecting American investors. Its primary objective is to maintain fairness and integrity within the broker-dealer industry, promoting a safe and trustworthy environment for all market parties.
History
Founded in 1935 Investment banking firm William Blair & Company has its main office in Chicago, Illinois. The company offers assistance with corporate recapitalizations, leveraged buyout deals, fairness opinions, and mergers and acquisitions. Consumer and retail, financial services, energy, healthcare, manufacturing, industrials, and technology sectors are just a few of the industries that William Blair & Company serves.
Jacqueline Moss Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, litigation against Jacqueline Moss
BrokerCheck report of Jacqueline includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosures events.
FINRA’s BrokerCheck
JACQUELINE ELIZABETH MOSS – Broker at WILLIAM BLAIR (finra.org)
SEC Litigations & Forms
Source: Jacqueline Moss – SEC Site Search Search Results
Jacqueline Moss Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Jacqueline
There might be more pending lawsuits against Jacqueline Moss which are not listed on these directories. Lawsuit files are often deleted from online directories. So, if you cannot find any lawsuits against Jacqueline Moss on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Jacqueline Moss Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Jacqueline Moss (if available)
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Jacqueline using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Jacqueline or any financial advisor.
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