Expert Review

Jacqueline Moss: Is He Facing Lawsuits? The Truth Uncovered! (Update 2023)


Who is Jacqueline Moss (CRD#: 3108158)?Everything you need to know about Jacqueline Moss and their accolades

Jacqueline aka Jackie is a portfolio manager in William Blair’s Investment Counseling group. Prior to William Blair, Jackie was an Investment Specialist in J.P. Morgan’s Private Bank. Prior to that, she was president and COO of Trees Investment Counsel, a Registered Investment Advisory firm serving high-net-worth families, endowments, and foundations.

She is a member of the CFA Institute, the CFA Society of Chicago and the Economic Club of Chicago. She received her A.B. degree in economics, certificate in politics from Princeton University and has an MBA from the Northwestern University Kellogg Graduate School of Management.


About William Blair:History, achievements, leadership, lawsuits, & disputes

The American international independent investment bank and financial services provider William Blair & Company (“William Blair”) specializes in investment banking, asset management, and private wealth management. There are 1,700 open positions and $17 billion in reportable assets within the company right now.

The business, which has its headquarters in Chicago, Illinois, operates in more than 20 offices and is independent and employee owned. It was founded in 1935. Five CEOs or managing partners have served as the company’s leaders; three of them are still employed there. The company’s executive committee is presided over by John Ettelson, who has been president and CEO since 2004.


Founded in 1935 Investment banking firm William Blair & Company has its main office in Chicago, Illinois. The company offers assistance with corporate recapitalizations, leveraged buyout deals, fairness opinions, and mergers and acquisitions. Consumer and retail, financial services, energy, healthcare, manufacturing, industrials, and technology sectors are just a few of the industries that William Blair & Company serves.


Jacqueline Moss Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, litigation against Jacqueline Moss

BrokerCheck report of Jacqueline includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosures events.

Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

FINRA’s BrokerCheck


SEC Litigations & Forms

Jacqueline Moss

Source: Jacqueline Moss – SEC Site Search Search Results


Jacqueline Moss Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against Jacqueline

There might be more pending lawsuits against Jacqueline Moss which are not listed on these directories. Lawsuit files are often deleted from online directories. So, if you cannot find any lawsuits against Jacqueline Moss on these websites, you can contact the local authorities and check if they have a physical copy of any cases.


Jacqueline Moss Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against Jacqueline Moss (if available)

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Jacqueline using the websites down below:


Better Alternatives to Jacqueline Moss (By Experts):Find the top 3 alternatives to Jacqueline

These recommendations are based on the ratings of, the biggest financial advisor review platform on the internet.
You can check out the top 10 financial advisors in the U.S. to learn more.
Screenshot 2023 05 23 at 11.26.30 PM

Manages Assets Worth

  • $714,587,898,072


  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors
  • Publication of periodicals

Manages Assets Worth

  • $173,418,270,044


  • Financial planning
  • Portfolio management
  • Portfolio assessment
Screenshot 2023 05 23 at 11.45.48 PM

Manages Assets Worth

  • $46,803,858,104


  • Portfolio management

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