Who is Jane Rojas (CRD#: 1124745)?
Jane Rojas works at Morgan Stanley as an Executive Director, Wealth Management, Financial Advisor, and Family Wealth Director.
Jane has spent her entire career servicing the financial needs of individuals, families, and small business owners in Tucson and around the southwest. Her whole approach involves a thorough planning process, customized strategic solutions, and a focus on developing deep and long-lasting connections with her clients.
Jane has spent the last 40 years emphasizing financial literacy as a cornerstone of her dynamic wealth management practice. Jane, a B.A. and M.B.A. graduate of the University of Arizona, is an active alumni who participated in diversity programs, with a focus on Latinos and women.
This article will look more into Jane Rojas’s past, discovering hidden disclosures and analyzing the legal ramifications.
What is Morgan Stanley Wealth Management?
Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.
Early Beginnings: Smith Barney & Co.
Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.
Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:
Investment Management
Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.
Financial Planning
Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.
What is a Financial Advisor?
A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan that is specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.
Banking and Lending
Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.
Insurance and Annuities
To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.
Philanthropy and Social Impact Investing
Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society.
Jane Rojas Disclosures: BrokerCheck, FINRA, And SEC
BrokerCheck report of Jane Rojas includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosures events.
As per the BrokerCheck report, a regulatory type of disclosure has been reported against financial advisor Jane Rojas. This type of disclosure event may involve, a final, formal proceeding initiated by a regulatory authority for a violation of investment-related rules and regulations or a suspension of a broker’s authority to act as an attorney, accountant, or federal contractor.
BrokerCheck
Source: individual_4789118.pdf (finra.org)
SEC Litigations & Forms
Source: ‘Jane Rojas’ – SEC Site Search Search Results
Jane Rojas Lawsuits
The majority of court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis, Law, and Law360. If Jane Rojas has been involved in any such lawsuits, the records can be found using the URLs below:
There might be more pending lawsuits against Jane Rojas that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Jane Rojas on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.
CourtListener
UniCourt
Law.com
Law360.com
Trellis.law
Justia
Jane Rojas Complaints and Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints again Jane Rojas using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
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