Who is David Surofchek (CRD#: 2982045)?
David Surofchek began his career with Morgan Stanley in 2000. David graduated from Ferris State University in Big Rapids, Michigan, with a Bachelor of Science in Accounting. David specializes in financial planning, alternative investments, and interacting with corporate executives. In 2019, 2020, 2021, and 2022, he was recognized as one of Forbes’ Best-in-State Wealth Advisors, and in 2021 and 2022, he was selected as one of Barron’s Top 1,200 Advisors.
David Surofchek has worked in the financial services industry for 26 years. He is a Wealth Management Managing Director, a Financial Advisor, an Executive Financial Services Director, and an Alternative Investments Director. His duties include developing close relationships with his elite clientele, who work for Fortune 100 corporations. David draws on his experience working with high-level executives to develop relationships and sustain trust.
David was a prominent collegiate wrestler at Ferris State University, receiving All-American honors all four years of eligibility, and finished as a national runner-up his final year. After college competition, he spent seven years at the Olympic training facility practicing for the Greco-Roman Olympic team, and he was designated an alternate for the 1996 and 2000 USA Olympic Greco-Roman wrestling teams. David has remained involved with the USA Wrestling program in several positions over the years, including as a coach, volunteer, and donor. David and his wife are now devoting their time to their three sons, assisting them in their academic and sports endeavors.
Forbes Best-In-State Wealth Advisors
2019, 2020, 2021, and 2022 Forbes Best-In-State Wealth Advisors
Source: Forbes.com (Awarded 2019, 2020, 2021 and 2022). Data compiled by SHOOK Research LLC based 12-month time period concluding in June of the year prior to the issuance of the award.
Barron’s Top 1,200 Financial Advisors: State-by-State
2021 and 2022 Barron’s Top 1,200 Financial Advisors: State-by-State (formerly referred to as Barron’s Top 1,000 Financial Advisors: State-by-State)
Source: Barrons.com (Awarded 2021 and 2022). Data compiled by Barron’s is based on a 12-month period concluding in September of the year prior to the issuance of the award.
About FIRM: Morgan Stanley
Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.
Early Beginnings: Smith Barney & Co.
Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.
Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:
Investment Management
Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.
Financial Planning
Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.
What is a Financial Advisor?
A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan that is specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.
Banking and Lending
Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.
Insurance and Annuities
To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.
Philanthropy and Social Impact Investing
Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society.
David Surofchek Disclosures: BrokerCheck, FINRA, And SEC Reports
The brokerCheck report of David Surofchek includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, arbitration awards, and disclosure events.
There is no disclosure against David Surofchek.
FINRA’s BrokerCheck
individual_2758113.pdf (finra.org)
SEC Litigations & Forms
Source: David surofchek – SEC Site Search Search Results
David Surofchek Lawsuits, Legal Battles, & Disputes
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, and Trellis. law, and Law360. If David Surofchek has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against David Surofchek which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against David Surofchek on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis. law
Justia
David Surofchek Complaints, Class Action Lawsuits & Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against David Surofchek using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with David Surofchek or any financial advisor.
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Better Alternatives To David Surofchek (By Experts):Find the top 3 alternatives to David Surofchek
Manages Assets Worth
- $714,587,898,072
Services
- Financial planning
- Portfolio management
- Pension consulting
- Selection of other advisors
- Publication of periodicals
Manages Assets Worth
- $173,418,270,044
Services
- Financial planning
- Portfolio management
- Portfolio assessment
Manages Assets Worth
- $46,803,858,104
Services
- Portfolio management
