Expert Review

K. Gregory Akers- Is He Sued by FINRA or not? Exposed! (Latest Update 2023)

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Who is K. Gregory Akers (CRD#: 3047450)?

K. Gregory Akers is a Merrill Lynch Financial Advisor located in the United States. K. Gregory Akers entered the company in 1998 as a Wealth Advisor. In 1993, he graduated from Indiana University with a BS in Finance.

He is a professional financial planner who works with wealthy people, endowments, or corporate retirement plans. K. Gregory Akers formerly worked in the Professional Loan Department of Bank of America One Corporate Group before joining Merrill.

K. Gregory Akers was born in Indianapolis. Gregory, as a wealth manager and specialist, provides our clients with a financial management plan that is tailored to their specific goals and retirement requirements.

K. Gregory Akers has about 40 years of similar experience at various levels in commercial, government, and non-profit organizations.

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About Merrill Lynch Wealth Management:History, achievements, leadership, lawsuits, & disputes

Merrill Lynch & Co., formerly Merrill Lynch, Pierce, who was Fenner & Smith Inc., was a publicly traded American investment financial institution that operated autonomously from 1914 until the beginning of 2009 when it was acquired by Bank Bank of America and merged with BofA Securities.

Merrill Lynch & Company. was founded as a holding organization in 1952 and officially formed after more than half a century of existence as a partnership.

Achievements

Merrill Lynch was honored with the International Financial Services Wealth Tech Medal for “Best Commercial Bank Use of Technology” in North America. Kabir Sethi of Bank of America was also recognized as “Best Digital Leader” in Private Banking.

Lawsuits

In a 2020 class action complaint, Merrill Lynch Financial Management is accused of failing to pay minimum wages and overtime payments, as well as failing to provide other wage-related advantages such as correct wage summaries.

What is SEC?

The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.

21/12/2023 Update
As of now, K. Gregory Akers has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.
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K. Gregory Akers Disclosures: BrokerCheck, FINRA, And SEC Reports

Anyone registered with the state to sell securities or provide investment guidance must disclose customer complaints and conciliation, governmental actions, job firings, declaring bankruptcy, and a civil or criminal legal process. As a result, according to BrokerCheck reports, no disclosure events have occurred against K. Gregory Akers.

Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any disputes in the past.

FINRA’s BrokerCheck

individual_3047450.pdf (finra.org)

SEC Litigations & Forms

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Source: K. Gregory Akers – SEC Site Search Search Results

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K. Gregory Akers Lawsuits, Legal Battles, & Disputes

The overwhelming majority of court cases filed in the United States of America are saved by CourtListener, UniCourt, Law.com, Justia, Trellis Law, and Law360. When K. Gregory Akers is linked to a scenario, you can conduct searches for it using the links supplied below.

There might be more pending lawsuits against K. Gregory Akers which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against K. Gregory Akers on these websites, you can contact the local authorities and check if they have a physical copy of any cases.

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K. Gregory Akers Complaints, Class Action Lawsuits & Legal Battles

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against K. Gregory Akers using the websites down below:

You can contact the law firms mentioned above if facing issues with K. Gregory Akers or any financial advisor.

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Frequently Asked QuestionsFind the answers to your most common questions related to K. Gregory Akers & Merrill Lynch Wealth Management

Where is K. Gregory Akers located?

Indianapolis

What are K. Gregory Akers’ qualifications

BS degree in Finance

Is K. Gregory Akers facing any lawsuits?

Yes

Has K. Gregory Akers been charged by the SEC?

No

How do I contact K. Gregory Akers?

317-706-6901

Does K. Gregory Akers have any disclosures?

No

Which Firm does K. Gregory Akers work with?

Merrill Lynch Wealth Management

What is K. Gregory Akers’ CRD Number?

CRD#: 3047450
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Better Alternatives To K. Gregory Akers (By Experts):Find the top 3 alternatives to K. Gregory Akers

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
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Summit Rock Advisors
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0 Disciplinary Actions
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3 Conflict Laerts
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Fort Washington Investment Advisors
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Fisher
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$17.3 Billion
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Fee-only
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Several complaints on platforms
You can check out the top 10 financial advisors in the U.S. to learn more.

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