Who is K. Gregory Akers (CRD#: 3047450)?
K. Gregory Akers is a Merrill Lynch Financial Advisor located in the United States. K. Gregory Akers entered the company in 1998 as a Wealth Advisor. In 1993, he graduated from Indiana University with a BS in Finance.
He is a professional financial planner who works with wealthy people, endowments, or corporate retirement plans. K. Gregory Akers formerly worked in the Professional Loan Department of Bank of America One Corporate Group before joining Merrill.
K. Gregory Akers was born in Indianapolis. Gregory, as a wealth manager and specialist, provides our clients with a financial management plan that is tailored to their specific goals and retirement requirements.
K. Gregory Akers has about 40 years of similar experience at various levels in commercial, government, and non-profit organizations.
About Merrill Lynch Wealth Management:History, achievements, leadership, lawsuits, & disputes
Merrill Lynch & Co., formerly Merrill Lynch, Pierce, who was Fenner & Smith Inc., was a publicly traded American investment financial institution that operated autonomously from 1914 until the beginning of 2009 when it was acquired by Bank Bank of America and merged with BofA Securities.
Merrill Lynch & Company. was founded as a holding organization in 1952 and officially formed after more than half a century of existence as a partnership.
Achievements
Merrill Lynch was honored with the International Financial Services Wealth Tech Medal for “Best Commercial Bank Use of Technology” in North America. Kabir Sethi of Bank of America was also recognized as “Best Digital Leader” in Private Banking.
Lawsuits
In a 2020 class action complaint, Merrill Lynch Financial Management is accused of failing to pay minimum wages and overtime payments, as well as failing to provide other wage-related advantages such as correct wage summaries.
What is SEC?
The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate in a fair and orderly manner, and facilitate capital formation.
K. Gregory Akers Disclosures: BrokerCheck, FINRA, And SEC Reports
Anyone registered with the state to sell securities or provide investment guidance must disclose customer complaints and conciliation, governmental actions, job firings, declaring bankruptcy, and a civil or criminal legal process. As a result, according to BrokerCheck reports, no disclosure events have occurred against K. Gregory Akers.
FINRA’s BrokerCheck
individual_3047450.pdf (finra.org)
SEC Litigations & Forms
Source: K. Gregory Akers – SEC Site Search Search Results
K. Gregory Akers Lawsuits, Legal Battles, & Disputes
The overwhelming majority of court cases filed in the United States of America are saved by CourtListener, UniCourt, Law.com, Justia, Trellis Law, and Law360. When K. Gregory Akers is linked to a scenario, you can conduct searches for it using the links supplied below.
There might be more pending lawsuits against K. Gregory Akers which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against K. Gregory Akers on these websites, you can contact the local authorities and check if they have a physical copy of any cases.
CourtListener
UniCourt
Law.com
Law360.com
Trellis. law
Justia
K. Gregory Akers Complaints, Class Action Lawsuits & Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against K. Gregory Akers using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with K. Gregory Akers or any financial advisor.
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