Expert Review

Shawn Fowler: Exposed with the Hidden Fees, Disclosures & Lawsuits (2023)

Who is Shawn Fowler (CRD#: 2315128)?

Who is Shawn Fowler (CRD#: 2315128)?

Shawn Fowler was born in San Antonio, Texas. Shawn joined RAF Financial Corporation in 1991, specializing in institutional fixed-income and bank risk analytics. In 2001, he joined Morgan Stanley as a Wealth Advisor. In 2003, he finished the Senior Financial Advisor Program at the University of Pennsylvania’s Wharton School of Business.

Shawn Fowler has been named Barron’s #1 Financial Advisor in Colorado (2014-2019) and one of the Top 100 Advisors in the United States (2017-2019). Shawn Fowler has been named to the Forbes list of America’s Top 100 Wealth Advisors (2017-2019), as well as the Financial Times’ Top 400 Financial Advisors (2014-2016).

In 2019, the Fowler Bull Group was named one of Barron’s first-ever Top 50 Private Wealth Advisory Teams in America. Shawn Fowler volunteers for the Children’s Diabetes Foundation, the Denver Center for the Performing Arts, the Denver Health Foundation, the Graland Country Day School, the Mizel Museum, and the Jewish Community Center. He resides in Denver, Colorado, with his wife, Elisa, and their daughter, Tori.

About Morgan Stanley Wealth Management:

Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.

Early Beginnings: Smith Barney & Co.

Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.

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Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:

Investment Management

Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.

Financial Planning

Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.

What is a Financial Advisor?

A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan that is specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.

Banking and Lending

Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.

Insurance and Annuities

To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.

Philanthropy and Social Impact Investing

Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society.

Shawn Fowler Disclosures: BrokerCheck, FINRA, And SEC

The brokerCheck report of Shawn Fowler includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, arbitration awards, and disclosure events.

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There is no disclosure against Shawn Fowler.

Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any conflicts in the past.


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SEC Litigations & Forms

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Source: shawn fowler – SEC Site Search Search Results

Shawn Fowler Lawsuits

Most court cases filed in the United States of America are archived on CourtListener, UniCourt,, Justia, and Trellis. law, and Law360. If Shawn Fowler has been involved in any such lawsuits, then you can find the documents using the links down below:

There might be more pending lawsuits against Shawn Fowler which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Shawn Fowler on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.

Shawn Fowler Complaints & Legal Battles

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Shawn Fowler using the websites down below:

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These recommendations are based on the ratings of, the biggest financial advisor review platform on the internet.
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Manages Assets Worth

  • $4,465,757,285


  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors (including private fund managers)
Screenshot 9

Manages Assets Worth

  • $302,000,000


  • Financial planning
  • Portfolio management

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