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Expert Review

William Normann: All About His Hidden Fees, Disclosures, Lawsuits. Truth Revealed! (Update 2024)

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Who is William Normann (CRD#: 1377772)?Everything you need to know about William Normann and their accolades

William Normann is Senior Wealth Advisor/Practice Manager of The Normann Financial Group and has more than 38 years of experience in the financial services sector. As a longtime resident of Sanford, Kel meets his clients through friends and neighbors, as well as individuals he meets at church, civic organizations, or other community events. For high-net-worth families, start-up companies, and nonprofit organizations, he and his team specialize in financial planning and asset management advising services.

William finds immense satisfaction in assisting his clients in managing their finances and investments. Many of his clients place a high value on leaving a legacy for their children, grandchildren, or a specific organization or charity. His objective is to assist his clients in realizing their plans for retirement and the effective transfer of their inheritance to their heirs.

William is qualified to assist customers with their wealth management and estate planning strategies because he holds life, accident, and health insurance licenses in addition to being registered with Series 7, 8, 63, and 65.

He believes that rather than focusing on maximizing its growth, his role as a wealth management adviser is to protect and preserve his clients’ money and help them pass it on to the next generation. He received a bachelor’s degree in business administration with a focus in marketing from East Carolina University in 1985.

William spent 30 years with Wells Fargo Advisors and all of its predecessor companies going back to Interstate Securities, where he started his career, until founding The Normann Financial Group in October 2015.

From 2000 to 2020, William Normann headed the investment committee for the East Carolina University Foundation and served on the board of the organization. He formerly served on the board of trustees at East Carolina University, where he held the positions of head of the audit committee and vice chair of the athletic committee for four years. He served as vice chair of the investment committee and as a trustee on the Meredith College Board of Trustees for two terms.

In addition to serving on boards of higher education, William is a current member of the Lee County Education Foundation’s board of directors and a former president of the organization. He was one of its founding members.

In addition, he served for 15 years and held the office of president of the Boys and Girls Club of Lee County, where he was one of the organization’s founding board members. He had served on the Raleigh board of the North Carolina Methodist Pension Fund.

The O’Neal School Board of Trustees, Central Carolina Community College Foundation Board, and the Sanford Rotary Club Board of Directors are a few other positions that the individual has had in the past.

William is a member of St. Luke United Methodist Church, where he has held positions on the staff parish, finance committee, administrative board, and lay leader. William served as chair of the $3.5 million Building Fund Campaign for the Lee County YMCA and has been a steadfast supporter of the organization.

William, who was married to Parker, has resided in Sanford, North Carolina, for much of his life. He was born in Kinston, North Carolina, and lived in Snow Hill until he was ten years old.

They have a grandchild named Mary Charles, a granddaughter named Parker, a grandson named Grayson, and a daughter named Jordan who is wed to Murphy Paderick. William likes to play golf, go water skiing, go skiing in the snow, work out, go on vacation, and spend time with his family.

Over the years, William has been mentioned in several publications, including Research Magazine, Barron’s, and Forbes. William has been included in Barron’s “Top 1,200 Financial Advisors” and Forbes’ lists of the “Best-in-State Wealth Advisors” for the years 2020 to 2023.

In this article, we will go deep into William Normann’s past, discovering hidden disclosures and analyzing the consequences of the lawsuits.

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About The Normann Financial GroupHistory, achievements, leadership, lawsuits, & disputes

William Normann, who started the Normann Financial Group more than 20 years ago, is still in charge of it. The Normann Financial Group is made up of a very strong team of professionals with more than 130 years of combined expertise that he has assembled over his 35 years in the investing industry.

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Our Sanford, North Carolina office offers financial planning and investment advisory services to high-net-worth individuals, families, small businesses, corporate retirement plans, and family and community foundations. In 25 states, The Normann Financial Group has clients. Over $850 million in assets were being managed by The Normann Financial Group as of December 2019.

Service Offered by The Normann Financial Group

They offer a range of financial and investment planning services that are crucial to your success, whether you are an individual with personal and family aspirations or the person in charge of your organization’s financial goals.

Together, they will choose the service that best meets your needs, as well as, if necessary, your other professional advisors. They’ll then use their financial knowledge and experience to customize the needed service to your particular circumstances and with your goals in mind.

They commit to delivering financial and asset management solutions to a small group of people, families, companies, and institutions to assist them in accumulating, managing, preserving, and transferring their wealth while prioritizing clients’ needs and fostering associate empowerment.

Their services include:

  • Estate, Charitable Giving & Trust
  • Alternative Investments
  • Banking & Lending Solutions
  • Corporate Retirement Plan Consulting
  • Education Planning
  • Financial Planning
  • Institutional Consulting
  • Investment Solutions
  • Portfolio Management
  • Prime Brokerage & Custody Services
  • Retirement Planning
  • Sustainable Investing

What is SEC?

The Securities and Exchange Commission (SEC) in the United States is a federal government regulatory agency that works independently. Its main responsibility is to safeguard investors, ensure the securities markets operate fairly and orderly, and facilitate capital formation.

20/12/2023 Update
As of now, William Normann has not responded, nor has he apologized for his misdeeds. He has ignored our efforts to highlight the problems faced by his victims. Furthermore, he has only focused on propagating his fake PR.
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William Normann Disclosures: BrokerCheck, FINRA, And SEC ReportsEvery complaint, disclosure, litigation against William Normann

The brokerCheck report of William Normann includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, and arbitration awards as well as disclosure events.

No disclosure has been mentioned against William Normann.

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Financial Advisors often take down their client disputes from FINRA’s Public database through Disclosure Expungement. Even law firms provide expungement services to FAs so that they can hide or remove their client disputes and maintain a clean record. So the lack of any disclosures on BrokerCheck doesn’t necessarily mean that the broker hasn’t had any conflicts in the past.

FINRA’s BrokerCheck

individual_1377772.pdf (finra.org)

SEC Litigations & Forms

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Source: William Normann – SEC Site Search Search Results

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William Normann Lawsuits, Legal Battles, & DisputesActive database of all lawsuit documents (subject to availability) against William Normann

Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, Trellis.law, and Law360. If William Normann has been involved in any such lawsuits, then you can find the documents using the links down below:

There might be more pending lawsuits against William Normann which are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against William Normann on these websites, you can contact the local authorities and check if they have a physical copy of any cases.

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William Normann Complaints, Class Action Lawsuits & Legal BattlesRead all class action lawsuits and SEC complaints against William Normann (if available)

The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against William Normann using the websites down below:

You can contact the law firms mentioned above if facing issues with William Normann or any financial advisor.

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Better Alternatives To William Normann (By Experts):Find the top 3 alternatives to William Normann

These recommendations are based on the ratings of SmartAsset.com, the biggest financial advisor review platform on the internet.
You can check out the top 10 financial advisors in the U.S. to learn more.
Screenshot 2023 05 23 at 11.26.30 PM

Manages Assets Worth

  • $714,587,898,072

Services

  • Financial planning
  • Portfolio management
  • Pension consulting
  • Selection of other advisors
  • Publication of periodicals
1625686851535

Manages Assets Worth

  • $173,418,270,044

Services

  • Financial planning
  • Portfolio management
  • Portfolio assessment
Screenshot 2023 05 23 at 11.45.48 PM

Manages Assets Worth

  • $46,803,858,104

Services

  • Portfolio management

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