Who is Jonathan Usich (CRD#: 2798173)?
Jonathan Usich works as an advisor at Morgan Stanley in San Francisco, California. Jonathan Usich has been employed for the past 25 years. Morgan Stanley is their current employer. Jonathan Usich has already completed the Series 63 and Series 65 examinations and is registered in California to provide investment advice. Jonathan Usich may also give consulting services in other states where registration or notice filing is not required.
Morgan Stanley is a financial advisory firm headquartered in San Francisco, California. Morgan Stanley has 15,000 advisors on its advisory team. The average adviser-to-client ratio is one advisor for every 175 clients, but advisors may deal with a greater or lesser number of clients depending on firm practices. The fees charged by financial advising businesses varied according to the services provided to each customer. Morgan Stanley offers services such as financial planning, portfolio management for individuals and/or small businesses, portfolio management for investment companies, portfolio management for businesses (other than small businesses), or institutional clients (other than registered investment companies and other pooled investment vehicles), pension consulting, selection of other advisers, and educational seminars/workshops.
About Morgan Stanley Wealth Management:
Morgan Stanley Wealth Management, an American multinational financial services corporation, specializes in retail brokerage and asset management. As a division of Morgan Stanley, it serves a wide range of clients, from individual investors and small-to-mid-sized businesses to large corporations, non-profit organizations, and family foundations. With a strong history and a proven track record, Morgan Stanley Wealth Management has become a leading choice for those seeking expert financial advice and guidance.
Early Beginnings: Smith Barney & Co.
Morgan Stanley Wealth Management has its roots in the 1938 merger of Charles D. Barney & Co. and Edward B. Smith & Co., which formed Smith Barney & Co. Charles D. Barney & Co., founded by Charles D. Barney in 1873, was a New York and Philadelphia-based firm that emerged from the failure of its predecessor, Jay Cooke & Company. Edward B. Smith & Co., founded in 1892, became a significant player in securities underwriting in 1934 after absorbing the professionals from the securities business of Guaranty Trust Company, following the passage of the Glass-Steagall Act.
Morgan Stanley Wealth Management offers a comprehensive suite of financial services to cater to the diverse needs of its clients. Some of these services include:
Investment Management
Morgan Stanley Wealth Management provides a wide range of investment options, including stocks, bonds, mutual funds, exchange-traded funds (ETFs), and more. Their financial advisors help clients develop tailored investment strategies to meet their specific financial goals and risk tolerance levels.
Financial Planning
Financial planning services offered by Morgan Stanley Wealth Management include retirement planning, education planning, estate planning, and more. Their financial advisors work with clients to understand their financial objectives and develop a comprehensive financial plan to help them achieve those goals.
What is a Financial Advisor?
A financial advisor is a specialist who offers professional financial advice to people looking to accomplish particular financial goals. You work with a financial advisor to develop a thorough financial plan specific to your situation, much like you would hire an architect to construct the blueprint for your home. Understanding your existing financial condition, including your income, costs, savings, and spending patterns, is a requirement for this collaboration.
Banking and Lending
Morgan Stanley Wealth Management offers banking and lending solutions, such as cash management accounts, mortgages, home equity loans, and lines of credit to help clients manage their day-to-day financial needs and achieve their long-term financial goals.
Insurance and Annuities
To help clients protect their financial future, Morgan Stanley Wealth Management offers insurance and annuity products, including life insurance, long-term care insurance, and annuities, designed to provide financial stability and peace of mind.
Philanthropy and Social Impact Investing
Morgan Stanley Wealth Management offers philanthropic advisory services and social impact investing options for clients who want to align their investments with their values and make a positive impact on society.
Jonathan Usich Disclosures: BrokerCheck, FINRA, And SEC
BrokerCheck
The brokerCheck report of Jonathan Usich includes information such as employment history, professional qualification, disciplinary actions, criminal convictions, civil judgment, arbitration awards, and disclosure events.
There are two customer disputes against Jonathan Usich.
individual_2798173.pdf (finra.org)
SEC Litigations & Forms
Source: Jonathan usich – SEC Site Search Search Results
Jonathan Usich Lawsuits
Most court cases filed in the United States of America are archived on CourtListener, UniCourt, Law.com, Justia, and Trellis. law, and Law360. If Jonathan Usich has been involved in any such lawsuits, then you can find the documents using the links down below:
There might be more pending lawsuits against Jonathan Usich that are not listed on these directories. Lawsuit files are often deleted from online directories. So if you cannot find any lawsuits against Jonathan Usich on these websites, then you can contact the local authorities and check if they have a physical copy of any lawsuits.
CourtListener
UniCourt
Law.com
Law360.com
Trellis. law
Justia
Jonathan Usich Complaints & Legal Battles
The following websites/directories are the best sources for finding complaints, litigations, and disputes against finance advisors. You can find all the complaints against Jonathan Usich using the websites down below:
Sonn Law Group
SEC.gov
White Law Group
MDF Law
Israels & Neuman, PLC
Klayman Toskes
You can contact the law firms mentioned above if facing issues with Jonathan Usich or any financial advisor.
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